Analyst, Conflicts Management and Trade Surveillance Compliance - Mumbai, India

Only for registered members Mumbai, India

2 days ago

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Job summary

This is a job opportunity for an Analyst to join the Investment Compliance team at Ares. The successful candidate will perform process reviews and quality checks of all Investment Compliance activities, monitor compliance requirements, and facilitate team meetings.

Responsibilities

  • Perform process reviews and quality checks of all Investment Compliance activities
  • Monitor and follow-up to ensure timely and effective completion of various compliance requirements e.g. Fails reporting, Deal Overlaps, Workspace monitoring etc.

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