Trade Surveillance Analyst - Mumbai - confidential

The Trade Surveillance team is responsible for monitoring trading activities across asset classes to identify potential market abuse and insider trading. · Graduate/Post Graduate Degree · ...

The Trade Surveillance team is part of the firm's Compliance function and is responsible for monitoring trading activities across asset classes to identify potential market abuse, insider trading, and other misconduct.Review, analyse, and resolve trade surveillance alerts across ...

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The bank's Legal Compliance And Secretariat team ensures that the bank's interests are protected by zealously guarding its reputation capital. They maintain a good standing with all regulators customers business partners uphold values of trust integrity stakeholders. · ...

Job summaryAnalyst Transaction Surveillance Legal Compliance And Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. · Timely monitoring of alerts generated by AML monitoring system (Transaction Surveillance) ...

We seek an FIU Surveillance Analyst who is hardworking, · detail-oriented, careful and a problem solver. · This role requires high energy · and the ability to learn new skills in a dynamic environment. · ...

This Analyst will assist in reviewing and analysing the cashiering activities of the firm's clients in accordance with the firm's AML/CTF policy. · Familiarity with AML/CTF RulesFluency in English (both written and spoken) is essentialSolid academic background with relevant quali ...

The bank's legal compliance and secretariat department ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. · ...

This is a job opportunity for an Analyst to join the Investment Compliance team at Ares. The successful candidate will perform process reviews and quality checks of all Investment Compliance activities, monitor compliance requirements, and facilitate team meetings. · Perform proc ...

Transaction Surveillance Analyst monitors alerts generated by AML monitoring system in line with the bank's internal policies. They review and analyze the alert to ensure timely and effective disposition. · ...

Perform process reviews and quality checks of all Investment Compliance activities Perform analytical reviews of various compliance related documents reports activities and data sets Monitor and follow-up to ensure timely and effective completion of various compliance requirement ...

The role has regional responsibility and will involve monitoring transactions by IBKR clients in the Asia Pacific region. · Assist in the monitoring and surveillance of cashiering transactions by IBKR clients in the Asia Pacific region; with specific focus on transactions for IBH ...

The Strategic Development Analyst will support the Business Supervisory Office (BSO) in ensuring compliance with local rules and regulations for US Private Banking Business clients. · Assist in carrying out supervision of the US Private Banking Business to ensure compliance with ...

The Junior Surveillance Analyst will assist in monitoring client transactions and ensuring adherence to regulatory and internal compliance standards. · ...

We are hiring an Analyst – Securitized Products at Barclays Investment Bank. · This role sits within the Securitized Products business, supporting the EMEA SP Financing desk, · with exposure across US and European RMBS / CMBS / ABS analytics, pricing review and benchmarking, · ri ...

The job involves credit risk assessment for Trade Credit Insurance, Surety Bonds, and Reinsurance counterparties. · ...

Job summary · The role advertised is Analyst position in the existing team based out of Mumbai. · ...

Manage investor interactions, maintain database of meeting requests, screen investor profiles and arrange interactions with Top Management. · ...

This position involves performing Client onboarding / Client Review functions. The responsibilities include evaluating and approving new customer account documentations, conducting background screening using tools such as World Check / DJX / Factiva, and interacting with front of ...

The role involves managing investor interactions, preparing presentations for quarterly and annual closings, analyzing market commentary on the Bank and its peers, arranging investor meetings and conferences with current and prospective investors. · ...