Associate Compliance - Bengaluru, Karnataka, India - CSC (Corporation Service Company)

CSC (Corporation Service Company)

Verified Company

Bengaluru, Karnataka, India

2 weeks ago

Posted by:

Deepika Kaur

beBee Recuiter

Description

Title:
Associate KYC process

Department :
CoE Operations

Location :
Bangalore, India
**Vacancy : Permanent

KYC Associate will be part of the Central AML/KYC team, providing support in performing AML/KYC analysis, client outreach, screening, CDD for client entities, participants, shareholders, and other relevant parties.

Your Responsibilities

Responsible for identification and verification of KYC documents as per AML/KYC policy and procedures
Responsible for performing high quality review of KYC information ensuring that the client acceptance reviews have been completed in line with applicable laws, regulations and company policies and procedures.
Responsible for ensuring that set targets are met.
Make sure all risk factors are identified in the client profile and the risk rating is accurately calculated.

Activities

Client acceptance KYC review and CDD for client entities, participants, shareholders, and other relevant parties.
Ownership drilldown, identifying intermediate beneficial owners, ultimate beneficiary owners, controlling parties and other relevant parties
Responsible for endtoend client KYC review, includes documents collection, documents verification, client outreach and screening.
Performing screening on all identified relevant parties and identifying PEP, Sanctions associated risks
Should be able to identify the Risk factors present in the client profiles and be able to articulate effective financial crime risk management and be able to communicate effectively internal stakeholders.
Meet the required quality standards for KYC reviews.
Support implementation of any new compliance related policies, procedures and programs.
Ensuring adherence to all company policies, procedures and programs and maintaining knowledge on applicable escalation route in case of (potential) noncompliance. Advocating and practicing the Compliance Mindset.

Your Profile

Minimum of 12 years of relevant compliance experience in industry and/or professional practice
3year degree in Administration/Commerce/Law or any related field
Work in line with internal procedures and under the guidance of the Manager.
Pragmatic but critical approach, attention to detail and problemsolving mentality
Excellent fluency in English, both verbal and in writing
Excellent drafting and planning skills