Professional - Compliance Supports - Gurgaon, India - Acuity Knowledge Partners

Deepika Kaur

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Deepika Kaur

beBee Recuiter


Description
Education/ Experience and Skill Requirement 57 years of overall experience Understanding of various compliance programs like code of conduct, compliance manual, personal share trading, conflict of interests, antibribery and anticorruption Worked on compliance audit and reviews Worked on compliance related MIS reports Knowledge of personal share trading rules is preferred Acquires/ demonstrates business maturity Acts as a team player Excellent written and verbal communication skills
Responsibilities:
  • Ensure effective implementation of compliance policies (Code of Business Conduct, Compliance Manual, policies on conflict of interest) for Acuity Knowledge Partners Gurgaon offices
Conduct compliance trainings for new joiners Conduct compliance trainings for client specific teams Conduct various compliance audits Prepare periodic compliance MIS reports Ensure effective closure of compliance related help desk tickets

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