Regulatory - Mumbai, Maharashtra, India - CDSL

CDSL

Verified Company

Mumbai, Maharashtra, India

2 weeks ago

Posted by:

Deepika Kaur

beBee Recuiter

Description

Senior Manager - Admission Cell

Position
Location
Qualification
Age Limit

Senior Manager - Admission Cell

Mumbai

Graduate / Post-Graduate

Max. 35 Years

Experience / Role:

Minimum 10 years work experience in Capital markets preferably in depository related operations, Market Infrastructure Institutions (MIIs) etc.
Well conversant with depository operations. Good analytical and verbal & written Communication skills.
Ability to multitask, set priorities and manage time effectively.
Coordinating with SEBI / exchanges / market participants and other departments in the organisation.
Preparing the agenda and minutes of various meetings.
Preparing various reports / MIS to be submitted to senior management.
Working on various SEBI queries/Regulatory submission drafting of Reply and Coordination with SEBI / MIIs.
Co
Ordinate between various departments for timely reply of queries.
Co

-ordination with other MIIs regarding various new developments suggested by SEBI in the Capital Market.

Officer - Asst. Manager - Dy. Manager - Surveillance

Position
Location
Qualification
Age Limit

Officer - Asst. Manager - Dy. Manager - Surveillance

Mumbai

Graduate / Post-Graduate

up to 35 years

Qualification & Experience:

Experience between 18 years in surveillance functions in Stock Exchanges, Brokerage Houses.
Knowledge of regulatory compliance / Foreign Investment by Listed Companies.
Co

nversant with Depository operations, experience working in AML/CFT team will be added advantage.

Ability to multitask, set priorities and manage time effectively.
Good communication skills. Proficient in Microsoft Excel, Word.
Working in shifts may be required.
Study of regulatory circulars, orders, framework of PMLA and FIU Obligations
Taking actions on regulatory orders / advisory received from various regulators.
Working on Foreign Investment Monitoring by Listed Companies.
FIU _IND regulatory Obligation, Preparation of various reports, Monitoring of RFI alerts, Filing of STR etc.

Current CTC and Expected CTC to be mentioned clearly

Officer / Asst. Manager / Deputy Manager - Admission Cell

Position
Location
Qualification
Age Limit

Officer / Asst. Manager / Deputy Manager

Mumbai

Graduate/Postgraduate/MBA

30 Yrs.

Experience & Role:

Minimum 510 years work experience in Capital markets preferably in depository related operations, Market Infrastructure Institutions (MIIs) etc.
Well conversant with depository operations. Good analytical and verbal & written Communication skills.
Ability to multitask, set priorities and manage time effectively.
Co

-ordinating with RTAs / Issuer Companies / Exchanges / market participants and other departments in the organisation.

Preparing various reports / MIS to be submitted to senior management.

Current CTC and Expected CTC to be mentioned clearly

Manager - Data Mining

Position
Location
Qualification
Age Limit

Manager - Data Mining

Mumbai

Graduate / Post Graduate

up to 40 years

Experience & Role:

Minimum 78 years of experience in capital market preferably in Depository related operations, Stock Exchanges, Brokerage Houses
Knowledge of regulatory compliance / Foreign Investment by Listed Companies.
Co

nversant with Survelliance (demat / trading) and depository operations

Prior experience of working in team of 34 people. Ability to multitask, set priorities and manage time effectively
Good communication and statistical skills
Proficient in Microsoft Excel, Word.
Responsible for processing of regulatory orders on daytoday basis.
Co

-ordinating with SEBI / Exchanges / Depository Participants.

Submission of reports to regulator on periodic basis
Preparation of MIS
Working in shifts may be required.

Current CTC and Expected CTC to be mentioned clearly

Officer/Assistant Manager - Audit & Inspection

Position
Location
Qualification
Age Limit

Officer/Assistant Manager - Audit & Inspection

Corporate office, Mumbai

Bachelor's degree

NA

Experience / Role:

Prior experience of Audit & Inspection, preferably in securities/ commodity industry and warehousing / exchanges/ clearing corporations. Minimum 3 years' experience needed in relevant field.
Strong communication skills and proficiency in Word, Excel, Outlook, and PowerPoint.
Ability to understand and comprehend contents of agreement, balance sheet, annual report, legal notice etc.
Ability to manage complex projects and multitask.
Ability to flourish with mínimal guidance and be proactive.
High level of integrity and honesty is desired with a commitment to achieve management objectives.

Audit and Inspection of Repository participant (RP)