Jobs
>
Bengaluru

    Regulatory Compliance Manager - Bengaluru, India - Fi

    Fi
    Fi Bengaluru, India

    4 weeks ago

    Default job background
    Description

    Who we are:


    Fi is a money management app that listens to your needs, understands your wants, and gently nudges you to achieve your financial goals.

    On the inside, we're a deep-tech startup that's building a highly innovative and secure financial hub for a digital-first generation.


    Why you should work with us:
    We are about doing the right thing always, both for our team and our users. We are a positive, transparent and inclusive community, celebrating success together, encouraging bias for action and individual brilliance. We are ambitious and want everyone thinking 'impact and growth'.


    Role & ResponsibilitiesProvide support primarily on regulatory compliance - covering Banking, Lending/NBFC, Investment Advisory/ Portfolio Management, Stock Broking Regulations (guidelines/ circulars/ notifications) as well as secondary support on Financial Crime Compliance (AML, Sanctions, etc.)

    mattersCarry out Compliance Monitoring and Assurance Testing on all business units/ products and infrastructural functionsMaintain and update the Compliance manual/ registers/ checklists/ handbook and keep abreast of all applicable regulatory guidelinesDevelop, maintain and update Compliance Policies and Procedures, taking into consideration regulatory developments and industry best practicesProgram manage various audits (including regulatory audits), work with the team for remediation efforts and liaise with Auditors, Regulators and External Consultants in that regards

    Skills RequiredAt least 2 years of working experience in Regulatory Compliance space (RBI/SEBI)Excellent understanding and knowledge of all applicable regulations, laws and industry practicesStrong analytical, interpersonal, communication and facilitation skillsStrong problem solving skills and ability to manage regulatory requirements

    Selection process & timelines :

    Once we have your application, our Talent team will review and reach out if we find your profile/portfolio suited for the current requirements.

    Expect at least 3 rounds to assess your articulation & communication, general aptitude, attitude and team fitment. You will be quizzed for your role-related knowledge and general cognitive ability.


    We aspire to create an inclusive culture of diverse people not just because it's the right thing to do but because heterogeneity inspires us and is more fun We employ people solely on merit and do not discriminate against any employee or applicant because of race, creed, color, religion, gender, sexual orientation, gender identity/expression, national origin, disability, age, genetic information, marital status, pregnancy or related condition (including breastfeeding), or any other basis protected by law.

  • neoworks technology llp

    Associate Compliance Manage

    4 weeks ago

    neoworks technology llp Bengaluru, India

    Roles & Responsibilities **Compliance monitoring and reporting: The Associate Compliance Officer is responsible for monitoring compliance with applicable laws, regulations, and internal policies and procedures. This may involve reviewing transactions, conducting risk assessments, ...

  • EY

    Manager, Compliance

    3 weeks ago

    EY Bengaluru, India

    At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build ...

  • Moneyview

    Compliance Manager

    3 weeks ago

    Moneyview Bengaluru, India

    Job Location :- Bangalore · Experience - 5 to 7 years · Job Descriptions · 1. Experience of working with Bank/NBFC of minimum 5-7 years · 2. Should be well versed with RBI digital lending guidelines and other key RBI Regulations · 3. Knowledge of Compliance testing, Compliance m ...

  • More Retail Private Limited

    Compliance Manager

    6 days ago

    More Retail Private Limited Bengaluru, India

    About More Retail Private Ltd (MRPL) · MRPL is one of India's largest and fastest-growing Omni Channel Food & Grocery retailers. MRPL is committed to building India's most customer-obsessed business with the world's best omnichannel food and grocery experience and all of this on ...

  • JLL

    Manager, Compliance

    3 days ago

    JLL Bengaluru, India

    JOB RESPONSIBILITIESLocation: Preferably Bangalore, Mumbai, Gurugram,Govern and run the compliance audit program for labor compliances for multiple locations in India.Manage JLL and client audits on labour compliance, identify lacuna, run action plans spanning vendors, other depa ...

  • Moneyview

    Compliance Manager

    3 weeks ago

    Moneyview Bengaluru, India

    Job Location :- BangaloreExperience - 5 to 7 years · Job Descriptions1. Experience of working with Bank/NBFC of minimum 5-7 years2. Should be well versed with RBI digital lending guidelines and other key RBI Regulations3. Knowledge of Compliance testing, Compliance monitoring4. S ...

  • Michael Page

    Compliance Manager

    1 week ago

    Michael Page bangalore, India

    Opportunity to join a leading FinTech · To be a part of fast growth & meritorious environment · About Our Client · Our client is a well-funded new age FinTech company backed by leading investors. · Job Description · RBI filings · Be compliant with RBI regulations for prod ...

  • More Retail Private Limited

    Compliance Manager

    4 days ago

    More Retail Private Limited Bengaluru, India

    About More Retail Private Ltd (MRPL)MRPL is one of India's largest and fastest-growing Omni Channel Food & Grocery retailers. MRPL is committed to building India's most customer-obsessed business with the world's best omnichannel food and grocery experience and all of this on a m ...

  • Moneyview

    Compliance Manager

    1 week ago

    Moneyview bangalore, India

    Job Location :- BangaloreExperience - 5 to 7 yearsJob Descriptions1. Experience of working with Bank/NBFC of minimum 5-7 years2. Should be well versed with RBI digital lending guidelines and other key RBI Regulations3. Knowledge of Compliance testing, Compliance monitoring4. Shou ...

  • Moneyview

    Compliance Manager

    3 weeks ago

    Moneyview Bangalore City, India

    Job Location : BangaloreExperience 5 to 7 yearsJob Descriptions 1. Experience of working with Bank/NBFC of minimum 5-7 years2. Should be well versed with RBI digital lending guidelines and other key RBI Regulations3. Knowledge of Compliance testing, Compliance monitoring 4. Shoul ...

  • Marriott International

    Compliance Manager

    1 day ago

    Marriott International Bengaluru, India

    JOB SUMMARY · Manages the day-to-day operations of accounts receivables, ensuring that invoices being sent out are correct and dispersed in a timely manner. Follows up on any delinquent accounts. Researches and decides upon credit authorization for incoming customers. · CANDIDATE ...

  • Caliber8 Recruitment

    Process Compliance Manager

    2 days ago

    Caliber8 Recruitment Bengaluru, India

    Process Compliance Manager (Retail/Audit experience is a must - Relocation to Kuala Lumpur, Malaysia) · Our client is one of the fastest growing retail brands in Asia and their regional HQ is based in Malaysia. This role is based in KL, Malaysia. · In this dynamic role, you will ...

  • PhonePe

    Senior Compliance Manager

    4 weeks ago

    PhonePe bangalore, India

    The PhonePe Ethics and Compliance team plays a critical role in the successful execution of the firm's ethical and compliance mission. The Financial Services Compliance function at PhonePe, ensures the development and maintenance of a strong compliance culture within the company ...

  • Fi

    Regulatory Compliance Manager

    2 weeks ago

    Fi Bengaluru, India Full time

    Who we are: · Fi is a money management app that listens to your needs, understands your wants, and gently nudges you to achieve your financial goals. On the inside, we're a deep-tech startup that's building a highly innovative and secure financial hub for a digital-first generati ...

  • HSBC

    Manager, MSS Compliance

    4 weeks ago

    HSBC Bengaluru, India Permanent - Full time

    Some careers have more impact than others. · If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries an ...

  • HSBC

    Manager, MSS Compliance

    3 weeks ago

    HSBC Bengaluru, India Permanent - Full time

    Some careers have more impact than others. · If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries an ...

  • JLL

    Risk and Compliance Manager

    1 week ago

    JLL Bengaluru, India

    Job Description: Risk and Compliance Manager · Job Overview: As a Risk and Compliance Manager, you will be responsible for ensuring regulatory compliance, mitigating risk, and maintaining a robust compliance program across various areas, including contract compliance, ISO oversig ...

  • Velocity

    Manager - Tax & Compliance - BFS

    1 week ago

    Velocity Bengaluru, India

    Department - Finance, Velocity · Location - Bangalore (Work from office) · Job Title - Manager, Tax & Compliance · - We are looking for a Manager - Tax & Compliance to join our team. The Tax Manager will be responsible for end to end tax planning and compliance of the legal entit ...

  • Hireginie Talent Cloud Private Limited

    Compliance Associate/Manager

    2 weeks ago

    Hireginie Talent Cloud Private Limited Bengaluru / Bangalore, India Full time

    Designation: Compliance Associate/Manager · Location: Bangalore-Koramangala · Industry: Insurance · Roles and Responsibilities: · Oversee the compliance function · Ensure complete adherence to IRDAI and MCA regulations for Holding and Subsidiary entities · Partner with team ...

  • JLL

    Risk and Compliance Manager

    1 week ago

    JLL bangalore, India

    Job Description · : Risk and Compliance Manager Job Overview: As a Risk and Compliance Manager, you will be responsible for ensuring regulatory compliance, mitigating risk, and maintaining a robust compliance program across various areas, including contract compliance, ISO overs ...