Compliance- Associate 2- Global - Bengaluru, Karnataka, India - State Street

State Street

Verified Company

Bengaluru, Karnataka, India

1 week ago

Posted by:

Deepika Kaur

beBee Recuiter

Description

Basic Purpose of Job:
To perform various Investment Compliance tasks in support of SSgA portfolios managed in North America, Europe and Asia Pacific.

Key Responsibilities:

Assist regional SSgA offices in North America, Europe, and Asia Pacific by performing various Investment Oversight tasks associated with the review of Sentinel Rule Coding to ensure adherence to global investment industry regulations, as well as internal firm guidelines.
Serve as a resource with various departments to communicate compliance requirements, and keep up to date with firm and industry regulations and guidelines regarding Trade Compliance
Responsible for daily work allocation and ensure timely signoffs to external parties/Global Counterparts.
Collaborate with the global Compliance and Business departments to evaluate current processes, identify areas for improvement, and suggest and implement solutions.
Take part in various calls with Global Partners to discuss process metrics, improvements and issues related to accuracy.
To assist in getting new work types smoothly transitioned to Bangalore team

Key Skills / Attributes:

Strong sense of ethics and personal integrity.
Strong analytical approach and demonstrated problemsolving skills.
Ability to actively communicate concerns.
Attention to detail.
Broad knowledge of different financial products and investment strategies
Ability to collaborate with other teams including Marketing, Portfolio Managers and Engineers, Operations, Client Services.
Excellent organizational skills.
Ability to work in conditions involving time and resource constraints.

Job requirements:

At least 23 years of experience in the financial services industry. Previous experience of working within Asset management / Investment Compliance industry is strongly preferred
Equivalent to a Bachelor's or Master's degree in Business, Finance, Engineering, or related.