Compliance Executive - Delhi, India - Sadravya Money Management Private Limited

Description

We are seeking a highly motivated and detail-oriented Fresher Compliance
Executive to join our esteemed team at Sadravya Money Management Pvt. Ltd. As a Compliance Executive, you will play a vital role in ensuring our adherence to
will work closely with our compliance team to maintain and enhance our
compliance framework.


Sadravya Money Management Pvt. Ltd. is a fast-growing and leading full-service stock broker in Delhi. Supported by experienced research analysts, the company offers in-depth market analysis and research reports. Known for its advanced technology-driven approach, clients can trade conveniently using the user-friendly mobile app from anywhere. With a strong commitment to customer satisfaction, the company has established itself as a trusted name in the stock-broking industry, building a loyal client base.


Job Description-

• Assisting in financial analysis and risk assessment of stock broker to gauge their solvency and to evaluate the potential risk they pose to system.
• Assistance to Stock Brokers, DP's and other clients regarding compliances.
• Implementing various circulars issued by NSE/SEBI.
• Client Co-Ordination and assisting team for the various audits.
• Monitoring of compliance functions.
• Lesioning with exchanges on everyday basis.

Required Qualifications-

• Experience6 months
• Inspection of NSE/BSE/SEBI would be an added advantage.

Note:

• This entrylevel position is ideal for individuals with a minimum of 6 months of experience and a keen interest in the stock broking industry.

Salary:
₹15, ₹40,000.00 per month


Schedule:

• Day shift

Supplemental pay types:

• Performance bonus

Ability to commute/relocate:

• Delhi, Delhi: Reliably commute or planning to relocate before starting work (required)

Experience:

- total work: 1 year (preferred)


Work Location:
In person


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