Associate - Mumbai, Maharashtra, India - Morgan Stanley
Description
AssociateJob Number:
3249748
POSTING DATE:
Apr 10, 2024
PRIMARY LOCATION:
Non-Japan Asia-India-Maharashtra-Mumbai (MSA)
EDUCATION LEVEL:
Master's Degree
JOB:
Finance
EMPLOYMENT TYPE:
Full Time
JOB LEVEL:
Associate
DESCRIPTION
> Provide leadership, guidance, and monitor resources to meet the following objectives:
> Prepare, review and submit external financial & regulatory reports & disclosures (eg., Fed Reports like Y9C, FFIEC 101, TICs, FFIEC 009, COREP Reports in EMEA and SEC reports like the 10Q/K) on a monthly and quarterly basis Assist in driving process efficiencies and continuous process improvement efforts to strengthen controls
> Execute report pre-submission checks, implement control procedures, and review regulatory reporting requirements
> Maintain a consolidated list of adjustment details by report and participate in data quality improvement projects to strengthen controls, improve report accuracy and reduce manual adjustments
> Participate in other special projects and ad-hoc requests as needed
Execute key reporting controls (cross filing reconciliations, variance analysis)
Prepare and store control evidence for the centralized report population
Prepare due diligence review decks and participate in reviews with key stakeholders
> Review and update relevant policies and procedures
> Participate in Regulatory exams, internal audits and address inquiries as required
Continually monitor developments in regulatory rule/reporting changes and support implementation of updated reporting requirements
> Execute ad-hoc projects to support reporting automation initiatives and regulatory reporting changes
QUALIFICATIONS
> 5+ years of experience in regulatory reporting production, review and submission
Demonstrated experience in regulatory reporting production, review and submission
> Experience in managing, developing and leading teams
> Strong relevant U.S. / EMEA regulatory reporting knowledge
> Demonstrated ability to communicate in verbal/writing and present to various types of audiences complex issues in an easy to understand manner
> Strong communication skills clear, concise, and appropriate method of delivery
Demonstrated experience in using regulatory and financial reporting systems such as Regulus and Axiom
> Experience with establishing and meeting critical deadlines, as well as tracking and driving execution
> Flexibility to change priorities as new situations present themselves
Risk awareness and good guardianship skills
> Collaborative team player with a strong work ethic that works effectively in cross-functional team environment
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