Audit compliance mutual Funds - Pune, Maharashtra, India - Arin Consultancy

Arin Consultancy

Verified Company

Pune, Maharashtra, India

1 week ago

Posted by:

Deepika Kaur

beBee Recuiter

Description

Accounting / Tax / Company Secretary / Audit Pune _Pune_ March 12, March 13, 2025 Mutual Fund

Job Overview:

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Office Location (Area) Pune
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Required Education Qualified CA or CA Intermediate pass
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Course Type Full Time
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Min Required Experience (Years) 2
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Max Required Experience (Years) 8

First point of contact for all the regulatory audits for the Company and the Mutual Fund

PRINCIPAL ACCOUNTABILITIES
(Accountabilities associated with the job)

SPOC for the following audits:
SEBI Inspection (as and when undertaken by SEBI)
Mutual Fund schemes audit
AMC Financials audit
System audit (annual)
Cyber security and cyber resilience audit (half yearly)
Internal audit
Any other regulatory audit, as and when applicable
Coordinate with the auditors to understand audit requirements and decide on plan of action alongwith TATs.
Follow up for audit requirements internally to ensure timely submission.
Review the data that is being received before submission with auditors.
Follow up with Auditors for final audit report.

DECISIONS
(Key decisions taken by job holder at his/her end)

Follow up for audit and ensure timely submission to the auditors.
Follow up with auditors for final audit report for submission to the AMC and Trustee Board.

CHALLENGES
(Challenges faced on an on-going basis in carrying out the job)

Currently, concerned teams have to deploy bandwidth to ensure regular follow up internally for submission of

audit requirements.

This slows down the entire process as the existing bandwidth is being deployed in house keeping, follow ups

which can otherwise be utilised in business related actionables.

INTERACTIONS
Internal Clients
Roles you need to interact with inside the organization to enable success in your day to day work

All concerned departments

External Clients
Roles you need to interact with outside the organization to enable success in your day to day work

Auditors and audit firms that are appointed to undertake various audits.

(Accountabilities associated with the job)

SPOC for the following audits:
SEBI Inspection (as and when undertaken by SEBI)
Mutual Fund schemes audit
AMC Financials audit
System audit (annual)
Cyber security and cyber resilience audit (half yearly)
Internal audit
Any other regulatory audit, as and when applicable
Coordinate with the auditors to understand audit requirements and decide on plan of action alongwith TATs.
Follow up for audit requirements internally to ensure timely submission.
Review the data that is being received before submission with auditors.
Follow up with Auditors for final audit report.

CHALLENGES
(Challenges faced on an on-going basis in carrying out the job)