Internal Audit - Mumbai, India - Skillventory

Skillventory

Verified Company

Mumbai, India

2 weeks ago

Posted by:

Deepika Kaur

beBee Recuiter

Description

Internal Audit
LIF
- Associate - Investment Bank - Mumbai:

From 3 to 5 year(s) of experience

- ₹ Not Disclosed by Recruiter

Mumbaior

Roles and Responsibilities

Primary Responsibilities:

Performing assurance activities to assess the effectiveness of controls supporting the Firm's Liquidity and Funding processes.

Participating in and documenting periodic continuous monitoring and risk assessment activities
Preparing and supporting assurance planning documentation, participating in walkthroughs, and assessing the internal control environment through control and substantive testing.
Executing test work to evaluate the adequacy of design and operating effectiveness of significant controls in mitigating key risks, by analyzing available documentation, asking insightful questions to identify root causes, drawing the appropriate conclusions and documenting the results of work performed.
Finalizing work papers to ensure they meet internal quality assurance standards.
Gaining expertise in the Firm's Liquidity & Funding processes, risks and controls
Building credible relationships with internal audit staff and stakeholders and communicating effectively both orally and in written form

Knowledge and Skills:

Minimum Two to Five years of experience working in a bank or broker / dealer regulated
- environment.

Prior experience performing walkthroughs and risk assessments of the internal control

- environment, performing controls and substantive testing, documenting work performed, and developing audit observations, in accordance with internal quality assurance standards, a big plus

General understanding of the financial services industry and the associated regulatory

- environment.

Selfmotivated, able to work independently, resolve challenging issues with innovative ideas, and demonstrate strong analytical, interpersonal, teamworking and communication skills.
Team player; able to communicate clearly and develop effective relationships.
Prior experience with funding and liquidity risk management processes a plus.
Knowledge of funding and liquidity regulatory rules is a plus.
Working Knowledge of ley liquidity reports like LCR, NSFR, 2052a, a big plus.

-
Educational Qualification
Masters'/ Bachelors' Degree (major in Accounting or Finance preferred)

CA, CPA, or equivalent certification (preferred, though not required)
Understanding of the Internal Audit processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring) (required)
Role:_Internal Auditor
Salary:_ Not Disclosed by Recruiter
Industry:_Investment Banking / Venture Capital / Private Equity
Department:_Finance & Accounting
Role Category:_Audit & Control
Employment Type:_Full Time, Permanent

Key Skills