Jobs
>
Gurgaon

    core compliance - Gurugram, India - Wipro

    Wipro
    Wipro Gurugram, India

    6 days ago

    Wipro background
    Description

    Work Location: Wipro GDC, Plot No , Udyog Vihar, Phase - III, Gurgaon – 122016, Haryana

    Work Shifting – 01.30 pm to 11.00 pm (IST) shift Window

    Experience: 4 to 12 YEARS in UK/US pension with transition experience

    Responsibilities:


    • Ensure changes to compliance policies properly documented and communicated


    • Ensure all registrations required under Senior Managers and Certification Regime regime properly completed including all backing documentation


    • Ensure all staff training requirements carried out and properly recorded


    • Coordinate Client audit programme


    • Manage FCA Connect


    • Dealing with all Personal Account dealing or G&E approvals and ensure all properly recorded


    • Manage Conflict of Interest disclosures and processes


    • Ensure Breach & Complaint Register maintained and all required actions properly completed


    • Record all communication with Client relating to breaches and complaints

    Skills:


    • Good regulatory knowledge and then how regulation applies across relevant business activities and oversight of such


    • Ability to work without supervision and under pressure


    • Efficient and well organised


    • Strong communication skills both written and verbal


    • Credible and assertive manner


    • Discretion, tact and resilience


    • Professional manner with the ability to influence and persuade


    • They must be a skilled communicator and able to deal with a wide variety of internal stakeholders and financial regulator

    Mandatory Skills:

    Previous experience of some of above from a small Compliance Dept carryout mixed Responsibilities or a specific Central Compliance team carrying out some or of above

  • Moody's

    Avp-compliance (Compliance Program Office)

    1 week ago

    Moody's Gurgaon, India

    The Compliance Assistant Vice President (Compliance AVP) will work within the Global Compliance Program Office and will be responsible for managing Compliance training efforts globally. This role will also assist with other core elements of the Compliance Program, including repor ...

  • Dida Brothers Company Private Limited

    Account Executive

    6 days ago

    Dida Brothers Company Private Limited Gurgaon, India

    Key Responsibilities: · - Conduct regular reconciliations of revenue and returns between our ERP system and marketplaces, as well as our own website, promptly resolving any discrepancies within agreed turnaround times (TAT). · - Ensure timely and accurate booking of invoices on a ...

  • Dida Brothers Company Private Limited

    Account Executive

    3 days ago

    Dida Brothers Company Private Limited Gurugram, Haryana, India

    Key Responsibilities: · - Conduct regular reconciliations of revenue and returns between our ERP system and marketplaces, as well as our own website, promptly resolving any discrepancies within agreed turnaround times (TAT). · - Ensure timely and accurate booking of invoices on a ...

  • BNC

    Internal Audit, Risk

    1 week ago

    BNC Gurgaon, India

    BNC is hiring Internal audit, Risk & Compliance Expert for manufacturing client · - Plan and execute comprehensive internal audits to assess the effectiveness of internal controls, financial processes, and operational procedures as per International Internal Audit standards and b ...

  • Gerson Lehrman Group

    Associate, Compliance

    3 days ago

    Gerson Lehrman Group Gurugram, Haryana, India

    Associate - Job Description (Compliance) · GLG is currently seeking an Associate to join our Gurugram, India office within the global Compliance department, comprised of over 70 professionals. This role offers the opportunity to support global client service professionals while a ...

  • Siemens

    Compliance Officer

    1 day ago

    Siemens Gurgaon, India

    **Compliance Officer (CO) - Siemens Energy (SE) India.** · Reporting to the Regional Compliance Officer India, the CO will be responsible for working directly with SE stakeholders within the assigned region (India, Sri Lanka, Bangladesh, Bhutan, Maldives). The incumbent will be a ...

  • Yash Technologies

    Contractor - SAP Gts

    4 hours ago

    Yash Technologies Gurgaon District, Haryana, India Freelance

    Date: Mar 23, 2023- Job Requisition Id: Job Category: ERP- Location: Gurgaon, HR, INYou are required to have skills in the following areas: · - Define the business use cases to support the operational business initiative · - Define use cases for POC (proof of concept), as appropr ...

  • S&P Global

    Security Architect

    1 week ago

    S&P Global Gurgaon, India

    **The Role**: Security Architect · **The Team**: Core Engineering is the central Architecture team for the NRS (Network and Regulatory Solutions) division that comprises of around 70 odd products. The team is responsible for architecture governance across all the products, respon ...

  • Siemens Mobility

    Compliance Officer

    3 days ago

    Siemens Mobility Gurgaon, India

    **Job ID**: · **Company**: · - Siemens Limited**Organization**: · - Legal and Compliance**Job Family**: · - Legal & Compliance**Experience Level**: · - Experienced Professional**Full Time / Part Time**: · - Full-time**Remote vs Office**: · - Office/Site only**Contract Type**: · - ...

  • Manpower Group

    Regulatory Affairs Officer

    1 day ago

    Manpower Group Gurgaon, India

    **Position : Associate Manager** · The primary role of this position is to support regulatory compliance, maintenance and continual improvement of the company with applicable regulatory requirements, business objectives, and customer needs. · - Ensure regulatory compliance with r ...

  • Tower Research Capital

    Company Secretary

    6 days ago

    Tower Research Capital Gurgaon, India

    Tower Research Capital, a high-frequency proprietary trading firm founded in 1998, seeks a Company Secretary to join our Legal & Compliance team. The role will be based in the Gurgaon office and will support India corporate secretarial and corporate governance functions. · **Resp ...

  • Siemens

    Controlling Professional

    1 week ago

    Siemens Gurgaon, India

    **Controlling Professional - CA/CMA** · Gurgaon | Siemens Mobility | Full-time · **Together we make a difference**: · Siemens Mobility is an independent run company of Siemens AG. Its core business includes rail vehicles, rail automation and electrification solutions, turnkey sys ...

  • JLL

    Executive - Operations

    1 week ago

    JLL Gurgaon, India

    JLL supports the Whole You, personally and professionally. · Executive - Operations · Property and Asset management · Job Overview · You will be the face of JLL at the client's site and will be responsible for interacting and addressing the needs of guests / tenants by maintainin ...

  • JLL

    Executive - It

    1 week ago

    JLL Gurgaon, India

    JLL supports the Whole You, personally and professionally. · Executive - IT · Property and Asset management · What this Job Involves? · You will be the face of JLL at the client's site and will be responsible for interacting and addressing the needs of guests / tenants by maintai ...

  • JLL

    Executive - Marketing

    4 hours ago

    JLL Gurgaon, India

    JLL supports the Whole You, personally and professionally. · Executive - Marketing · Property and Asset management · What this Job Involves · ? · You will be the face of JLL at the client's site and will be responsible for interacting and addressing the needs of guests / tenants ...

  • JLL

    Front Office Executive

    1 week ago

    JLL Gurgaon, India

    JLL supports the Whole You, personally and professionally. · Front Office Executive · Property and Asset management · What this Job Involves? · You will be the face of JLL at the client's site and will be responsible for interacting and addressing the needs of guests / tenants by ...

  • JLL

    Executive - It

    1 week ago

    JLL Gurgaon, India

    JLL supports the Whole You, personally and professionally. · Executive - IT · Property and Asset Management · Job Overview · You will be the face of JLL at the client's site and will be responsible for interacting and addressing the needs of guests / tenants by maintaining strong ...

  • SoftwareOne

    Process Designer

    1 week ago

    SoftwareOne Gurgaon, India

    Job Function: Business IT Why SoftwareONE?: · optimize the resulting software and cloud changes - SoftwareOne unlocks the value of technology. The company's 8,900 employees are driven to deliver a portfolio of 7,500 software brands with s ales and delivery capabilities in 90 coun ...

  • McDermott

    Hses Advisor

    1 day ago

    McDermott Gurgaon, India

    **Job Overview**: · Provide supporting role to HSES Supervisors and HSES Coordinator/Manager in the performance of their functions. Monitoring HSES Procedures implemented at the worksite, assisting in incident investigation and reporting and carry out HSES Project Activity Plan i ...

  • JLL

    Assistant Manger

    6 days ago

    JLL Gurugram, Haryana, India

    JLL supports the Whole You, personally and professionally. · TITLE · Assistant Manager - Environment, Health & Safety · BUSINESS UNIT IFM · REPORTING TO · Facility Manager and Corporate EHS Manager · DIRECT REPORTS · Nil.. · POSITION GOALS · The position is expected to provide le ...