Audit Executive - Mumbai, India - Shah Kapadia And Associates
Description
Job description
We are one of the
top CA firm in Mumbai specialized in providing Compliance advisory services, Inspections, Audits of multiple Broking houses, Depository Participants, AMC's, NBFC etc.
About role:
Designation:
Audit Executive
Qualification:
Specialized in Commerce Background
Location:
Mumbai ( Sion)
Handled compliance related inspections of various types of Brokers of the Exchange
including Small & Medium Size stock brokers, proprietary traders, brokers having
institutional clients, banks dealing in equity market and big broking houses.
- Conducting indepth financial analysis and risk assessment of stock broker to gauge
- Conducting and managing Internal audits of various broking Houses
- Assisting and providing expert advice to Stock Brokers, DP's and other clients
- Drafting of various observations of the queries raised by Exchanges/ SEBI.
- Implementing various circulars issued by NSE/SEBI
- Client Co-Ordination and assisting team for the various audits.
Job Types:
Full-time, Regular / Permanent, Fresher
Salary:
₹9, ₹12,000.00 per month
Schedule:
- Day shift
- Morning shift
Speak with the employer
- 91-XXXXXXXXXX
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