Trade Support - Mumbai, India - Skillventory

Skillventory

Verified Company

Mumbai, India

2 weeks ago

Posted by:

Deepika Kaur

beBee Recuiter

Description

Trade support - Investment Bank - Mumbai:

From 2 to 4 year(s) of experience

- ₹ Not Disclosed by Recruiter

Mumbaior

Roles and Responsibilities

Primary Responsibilities (Day Job):

This role primarily focuses on Investment Management, with potential

- future opportunity to cover other firm's businesses (e.g., institutional securities).

Surveillance Analyst will have several areas of responsibility including, but not limited to, following:

Review and analyze trade surveillance reports/ alerts, and sign off alert completion
- related to employee and client trading activities.

Conduct investigations on irregularities and abnormal activities and document findings.
Participate in defining and documenting the operating processes for processing
Monitoring reports.
Help the senior manager in making the team and processes more efficient.
Identify opportunities to enhance and optimize surveillance controls.
Create Management Information Reports on a periodic basis.
Escalate unresolved issues or potential violations of the Firm's policies or

- external rules and regulations to his/her Manager, Coverage Compliance and Senior

Management of Business Units

Interaction with IT:

Work with IT and / or vendors in enhancing/ developing new tools;

Participate in testing/ requirement drafting of new models/reports

-
Requirements:

Experience:

0 -6 years of relevant working experience in the financial services industry in Compliance or internal audit or with a securities exchange or securities regulator.

Knowledge
Possess excellent knowledge of financial instruments and markets.
Basic understanding and knowledge of trading mechanisms across different financial

- instruments/ markets.

Should possess knowledge of trade booking and settlements
Skills and Qualities:

Industry qualifications i.e. Post Graduate / MBA in Finance

Knowledge

of global markets / market regulations

Desirable 12 months experience in a similar profile/industry.
Understanding the implications of risk involved.
Excellent verbal and written English communication skills ability to effectively
Strong Analytical Skills and attention to detail
Experience interpreting laws or regulations
Knowledge

of trade booking and settlements

Must be able to maintain a high level of organization under pressure
Role:_Trading, Asset & Wealth Management
Other
Salary:_ Not Disclosed by Recruiter
Industry:_Investment Banking / Venture Capital / Private Equity
Department:_BFSI, Investments & Trading
Role Category:_Trading, Asset & Wealth Management
Employment Type:_Full Time, Permanent

Key Skills

Trade SupportInvestment BankingFinancial ServicesFinanceFinancial InstrumentsTradingInvestment ManagementSettlementsAuditingEducation
UG:_Any Graduate

Company Profile:

SKILLVENTORY

We are hiring for Trade support Associate role at leading investment bank based in Mumbai
Recruiter Name:_Vimal K
Contact Company:_
SKILLVENTORY
Telephone:_

+91-XXXXXXXXXX