Corporate Compliance Associate - Mumbai, India - Ares Management

Ares Management
Ares Management
Verified Company
Mumbai, India

2 weeks ago

Deepika Kaur

Posted by:

Deepika Kaur

beBee Recuiter
Description
Over the last 20 years, Ares' success has been driven by our people and our culture.

Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future.

Through our recruitment, career development and employee-focused programming, we are committed to fostering a welcoming and inclusive work environment where high-performance talent of diverse backgrounds, experiences, and perspectives can build careers within this exciting and growing industry.

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Job Description:


PRIMARY FUNCTIONS AND ESSENTIAL RESPONSIBILITIES

  • Assist with analysis and implementation of new and/or enhanced surveillance reviews and processes
  • Assist in the processing and escalating preclearance of business gifts, business entertainment, outside business activities and political contributions
  • Provide high level client service to employees across the global enterprise
  • Gather, sort, investigate and resolve or escalate any discrepancies or exceptions
  • Conduct forensic, periodic, and transactional testing
  • Maintain, track and report key performance indicators/metrics for Corporate Compliance as assigned
  • Assist in Corporate Compliance related projects and initiatives

QUALIFICATIONS

Education:


  • B. Com / M. Com / MBA / CA /Degree in Commerce/Finance

Work Experience / Knowledge:

  • 26 years of work experience with knowledge on Finance and keen interest to learn Corporate Compliance and regulatory environment. Knowledge of financial products will be added advantage

General Requirements:

  • Ability to understand the processes with clarity
  • Strong analytical skills

Job Title:
associate


Department:
Compliance


Location:
Mumbai, India


Status:
Regular

  • Meticulous attention to detail
  • Excellent written, verbal, and interpersonal skills
  • Open to work flexible hours
  • Selfstarter who enjoys a teamoriented and collaborative approach
  • Familiarity with trading systems and compliance systems such as Star Compliance, Global Relay, OMS, Bloomberg would be an added advantage
Reporting Relationships

Associate Vice President, Compliance
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