Associate - Leverage Finance - Pune, India - TIAA

TIAA

Verified Company

Pune, India

2 weeks ago

Posted by:

Deepika Kaur

beBee Recuiter

Description

The Senior Specialist - Nuveen Client Services conducts operational activities for the investment function, supporting the management of capital on behalf of pensions, endowments, corporate plan sponsors, and other institutional investors.

Working under limited supervision, this job executes various operational processes pertinent to trade processing, settlements, securities transfer and record maintenance.

Key Responsibilities and Duties

Executes asset management operational processes including trade processing, settlements, and securities transfers, ensuring quality, accuracy and completeness.
Researches complex investment account issues and resolves escalated issues.
Participates in process improvement initiatives to improve operational efficiency, communicating recommendations for further process improvement opportunities to management team.
Reviews financial statements and performance reports before they are distributed to investors.
Communicates with legal counsel and outside auditors on filings, examinations, reporting, and other related tasks as needed.
Ensures compliance with investment restrictions, laws, Securities & Exchange Commission (SEC), tax codes, and other corporate and regulatory policies when performing operational processes.

Educational Requirements

University (Degree) Preferred

Work Experience

3+ Years Required; 5+ Years Preferred

Physical Requirements

Physical Requirements: Sedentary Work

Career Level

7IC

Functional Responsibilities

Complete various loan administration tasks, including trade processing, loan reconciliations, and trade settlement.
Assist Trustees, Loan Administrators, Legal, Tax, and Compliance with regards to trade confirmations, allocations, KYC documentation, settlements, metrics, and industry initiatives.
Communicate effectively with traders/business partners at all levels and build strong working relationships
Support the settlement process of loan syndications, secondary loan trades, CLO's, and restructures, including funding and documentation matters.
Research and respond to adhoc inquiries on discrepancies position breaks, price
Ensure adherence to compliance and regulatory requirements
Ensure all process and audit trail documentation is uptodate at all times
Work directly with IT or vendors to resolve any technical issues
Reconciliation in BBG Aim for Bank loans & Leverage Loans.

Job Requirements And Qualifications:

Education:

Bachelor's Degree from an accredited college or university

Required Experience:
6+ years

Leverage Loan/CLO
Investment Banking and/or Asset Management industry experience in an off shored operations environment
Experience in one or more of the following operational processes: Trade and transaction processing

Preferred Experience:
years

Knowledge of the Financial Services
Knowledge of bank loan market

Experience, Skills and Abilities:

Required Skills:

Strong analytical and quantitative skills with an ability to understand complex workflows
Good understanding of operational risks and controls
Team player, detail oriented, able to multitask and prioritize effectively
Selfstarter with a high level of energy
Proficient utilization of Microsoft Excel and other MS OFFICE products
Very good communication skills, written and verbal Team player
Prioritization skills
Ability to work under pressure
Ability to identify and escalate process/delivery risks

Preferred Skills:
Experience with Order Management,

Trade Processing Systems:
(Bloomberg AIM, Clear Par, Wall Street Office)

___________________________________________________

Company Overview

TIAA GBS India was established in 2016 with a mission to tap into a vast pool of talent, reduce risk by insourcing key platforms and processes, as well as contribute to innovation with a focus on enhancing our technology stack.

TIAA GBS India is focused on building a scalable and sustainable organization, with a focus on technology, operations and expanding into the shared services business space.

Working closely with our U.S.

colleagues and other partners, our goal is to reduce risk, improve the efficiency of our technology and processes and develop innovative ideas to increase throughput and productivity.

We are an Equal Opportunity/Affirmative Action Employer.

We consider all qualified applicants for employment regardless of age, race, color, national origin, sex, religion, veteran status, disability, sexual orientation, gender identity, or any other protected status.

Accessibility Support

Phone:
Privacy Notices

For Applicants of TIAA, Nuveen and Affiliates residing in US (other than California), click

here

For Applicants of TIAA, Nuveen and Affiliates residing in California, please click

here

For Applicants of Nuveen residing in Europe and APAC, please click

here

For Applicants of Greenwood residing in Brazil (English), click

here

For Applicants of Greenwood residing in Brazil (