Manager - Broking Operations (Derivatives) - Mumbai

About Role - Core Institutional Broking operations covering all aspects including Trade processing and settlement processes. · End to end understanding of Institutional broking operations across all segments · Funds and Securities Settlement processing for DVP trades · ...

The candidate will lead and manage day-to-day operational activities for institutional and proprietary trading. · Lead process audits, manage regulatory inspections,and respond to compliance queriesSchedule management of services related to operational risk reviews; coordinate in ...

This is a senior level role in derivatives operations team with supervisory reviewer role over maker level activities. · Clearing Settlement and Risk Management activities of client's exchange traded derivatives transactions. · Margin monitoring Position limit monitoring and Trad ...

Manage day-to-day operational activities allocation clearing and settlement ensure timely submissions of all SEBI Exchange and other regulatory statutory reporting related managing SEBI NSE/BSE compliance audits · Manage day-to-day operational activities allocation clearing and ...

Perform internal audits of stock broking operations. · ...

Lead and manage overall functioning of business operations about Broking & Depository Participant (DP) operations. · 7 years experience in stock broking & DP operations · ...

Responsible for end-to-end hiring of junior to mid-level roles in a stock broking setup. · ...

We are looking for an experienced Enterprise Risk Manager to strengthen our risk governance framework across all business lines. · Develop, implement, and continuously enhance the Enterprise Risk Management framework. · Identify, assess, and monitor key risks across business unit ...

+Paytm Money está buscando un gerente de riesgos empresariales experimentado para fortalecer su marco regulatorio del riesgo en todas las líneas comerciales, particularmente acciones, F&O, MF y productos de riqueza. · +Desarrollar e implementar una estrategia integral de gestión ...

The incumbent has to be self- starter, motivated to hunt build and deliver new partnerships which will be instrumental in the success of the organization. · ...

The Compliance Manager will be responsible for managing regulatory, · operational and exchange-related compliance activities for the organization. · ...

This role involves driving sales growth through corporate Direct sales and business development through Broking channels. · ...

Manage Key Account Managers (KAMs), Equity RMs Partner Alliances. · Train and motivate team members to increase productivity. · Aquire new franchisees and Independent Financial Advisors. · Develop relationships with partners and help them onboard clients. · ...

We are seeking an experienced Revenue Booking Specialist Team Manager with strong exposure to the Insurance Broking domain. · The ideal candidate will be responsible for managing end-to-end revenue booking processes ensuring accuracy in renewals and leading a team handling placem ...

Your Role Lead and manage overall functioning of business operations about Broking & Depository Participant (DP) operations Maintain strict compliance with SEBI NSE BSE NSDL regulations and assist in periodic audits. · ...

+This is a full-time on-site role for a Relationship Manager-Stock Broking based in Mumbai. · +Building and maintaining strong customer relationships across Institutional, HNIs, and retail clients. · Providing market insights. · + ...

Cluster Manager will handle a team of Key Account Managers (KAMs), train them motivate productivity get acquisition Franchisee IFA Remisers build rapport on-board clients products conduct training partners Direct Equity Investment products. · ...

To manage end-to-end compliance and back-office operations for the Institutional Broking Desk ensuring adherence to SEBI and exchange regulations accurate settlements and strong operational controls. · ...

We are looking for an experienced Application Support Engineer (Techno-Functional) with strong wealth and broking domain knowledge and solid expertise in MS SQL and PL/SQL. · The role involves L2/L3 support for business-critical financial applications, · ensuring high system avai ...

We're Hiring | Compliance Manager – Capital Markets · Are you a compliance professional with strong exposure to SEBI regulations, exchange compliances, and investor grievance handling? This could be your next career move · Role Highlights:End-to-end management of regulatory & op ...