Compliance Assistant For Stock Broking Operations - Mumbai

About Role - Core Institutional Broking operations covering all aspects including Trade processing and settlement processes. · End to end understanding of Institutional broking operations across all segments · Funds and Securities Settlement processing for DVP trades · ...

The candidate will lead and manage day-to-day operational activities for institutional and proprietary trading. · Lead process audits, manage regulatory inspections,and respond to compliance queriesSchedule management of services related to operational risk reviews; coordinate in ...

This is a senior level role in derivatives operations team with supervisory reviewer role over maker level activities. · Clearing Settlement and Risk Management activities of client's exchange traded derivatives transactions. · Margin monitoring Position limit monitoring and Trad ...

This is a senior level role in derivatives operations team with supervisory reviewer role over the maker level activities. You will be responsible for clearing and settlement of client's exchange traded derivatives transactions, margin monitoring and trade confirmations among oth ...

Perform internal audits of stock broking operations. · ...

Lead and manage overall functioning of business operations about Broking & Depository Participant (DP) operations. · 7 years experience in stock broking & DP operations · ...

Responsible for end-to-end hiring of junior to mid-level roles in a stock broking setup. · ...

We are looking for an experienced Enterprise Risk Manager to strengthen our risk governance framework across all business lines. · Develop, implement, and continuously enhance the Enterprise Risk Management framework. · Identify, assess, and monitor key risks across business unit ...

+Paytm Money está buscando un gerente de riesgos empresariales experimentado para fortalecer su marco regulatorio del riesgo en todas las líneas comerciales, particularmente acciones, F&O, MF y productos de riqueza. · +Desarrollar e implementar una estrategia integral de gestión ...

The incumbent has to be self- starter, motivated to hunt build and deliver new partnerships which will be instrumental in the success of the organization. · ...

The Compliance Manager will be responsible for managing regulatory, · operational and exchange-related compliance activities for the organization. · ...

This role involves driving sales growth through corporate Direct sales and business development through Broking channels. · ...

Manage Key Account Managers (KAMs), Equity RMs Partner Alliances. · Train and motivate team members to increase productivity. · Aquire new franchisees and Independent Financial Advisors. · Develop relationships with partners and help them onboard clients. · ...

We are seeking an experienced Revenue Booking Specialist Team Manager with strong exposure to the Insurance Broking domain. · The ideal candidate will be responsible for managing end-to-end revenue booking processes ensuring accuracy in renewals and leading a team handling placem ...

+This is a full-time on-site role for a Relationship Manager-Stock Broking based in Mumbai. · +Building and maintaining strong customer relationships across Institutional, HNIs, and retail clients. · Providing market insights. · + ...

Your Role Lead and manage overall functioning of business operations about Broking & Depository Participant (DP) operations Maintain strict compliance with SEBI NSE BSE NSDL regulations and assist in periodic audits. · ...

Cluster Manager will handle a team of Key Account Managers (KAMs), train them motivate productivity get acquisition Franchisee IFA Remisers build rapport on-board clients products conduct training partners Direct Equity Investment products. · ...

To manage end-to-end compliance and back-office operations for the Institutional Broking Desk ensuring adherence to SEBI and exchange regulations accurate settlements and strong operational controls. · ...

We are looking for an experienced Application Support Engineer (Techno-Functional) with strong wealth and broking domain knowledge and solid expertise in MS SQL and PL/SQL. · The role involves L2/L3 support for business-critical financial applications, · ensuring high system avai ...

We're Hiring | Compliance Manager – Capital Markets · Are you a compliance professional with strong exposure to SEBI regulations, exchange compliances, and investor grievance handling? This could be your next career move · Role Highlights:End-to-end management of regulatory & op ...