Trade Surveillance – Analyst - Mumbai, Maharashtra

The Trade Surveillance team is part of the firm's Compliance function and is responsible for monitoring trading activities across asset classes to identify potential market abuse, insider trading, and other misconduct.Review, analyse, and resolve trade surveillance alerts across ...

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Key Responsibilities: · Monitor trading activities across various markets and platforms · Analyze trade data to identify unusual patterns or suspicious transactions · Investigate potential violations and escalate findings to compliance teams · Prepare detailed reports and documen ...

Job summaryAnalyst Transaction Surveillance Legal Compliance And Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. · Timely monitoring of alerts generated by AML monitoring system (Transaction Surveillance) ...

The bank's Legal Compliance And Secretariat team ensures that the bank's interests are protected by zealously guarding its reputation capital. They maintain a good standing with all regulators customers business partners uphold values of trust integrity stakeholders. · ...

Interactive Brokers seeks an FIU Surveillance Analyst who is hardworking, detail-oriented, careful and a problem solver. This Analyst will be based in the [x] office and will assist in reviewing and analysing the cashiering activities of the firms clients in accordance with the f ...

Interactive Brokers seeks an FIU Surveillance Analyst who is hardworking, detail-oriented, careful and a problem solver. This Analyst will be based in the Mumbai office and will assist in reviewing and analysing the cashiering activities of the firm's clients in accordance with t ...

The bank's legal compliance and secretariat department ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. · ...

This is a job opportunity for an Analyst to join the Investment Compliance team at Ares. The successful candidate will perform process reviews and quality checks of all Investment Compliance activities, monitor compliance requirements, and facilitate team meetings. · Perform proc ...

Business Function · Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we ...

The role has regional responsibility and will involve: · Assist in the monitoring and surveillance of cashiering transactions by IBKR clients in the Asia Pacific region; with specific focus on transactions for IBHK and IBSG. · Communicate with clients on monitoring and surveillan ...

Transaction Surveillance Analyst monitors alerts generated by AML monitoring system in line with the bank's internal policies. They review and analyze the alert to ensure timely and effective disposition. · ...

Perform process reviews and quality checks of all Investment Compliance activities Perform analytical reviews of various compliance related documents reports activities and data sets Monitor and follow-up to ensure timely and effective completion of various compliance requirement ...

The Junior Surveillance Analyst will assist in monitoring client transactions and ensuring adherence to regulatory and internal compliance standards. · ...

Title: Business Analyst Retail Trading & Broking · Location: Mumbai · Experience: Minimum 8 years in Retail Trading / Broking, Risk & Compliance · Preferred Market Context: Indian Capital Markets (SEBI/NSE/BSE/MCX/CDSL/NSDL) · Role Overview: · We are looking for an experienced Ri ...

We are hiring an Analyst – Securitized Products at Barclays Investment Bank. · This role sits within the Securitized Products business, supporting the EMEA SP Financing desk, · with exposure across US and European RMBS / CMBS / ABS analytics, pricing review and benchmarking, · ri ...

To ensure the organization operates transparently ethically and within regulatory frameworks set by governing bodies. · ...

The job involves credit risk assessment for Trade Credit Insurance, Surety Bonds, and Reinsurance counterparties. · ...

Job summary · The role advertised is Analyst position in the existing team based out of Mumbai. · ...

Manage investor interactions, maintain database of meeting requests, screen investor profiles and arrange interactions with Top Management. · ...