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    Financial Crime Compliance Supervisor - Chennai, India - FXCM

    FXCM
    FXCM Chennai, India

    4 hours ago

    Default job background
    Regular Full time
    Description
    Job Details

    The Financial Crime Compliance ("FCC") team is looking for a bright, eager to learn, Compliance Monitoring Supervisor. The successful candidate will be responsible for the direct supervision of Financial Crime Compliance Escalation and Monitoring team members and workload. The team's role and primary function is to manage escalation cases from the business, conduct regulatory screening, reporting, inquiry resolution, and investigate transaction monitoring alerts as part of the Firm's ongoing monitoring function in order to identify financial crime risks to the firm. The Financial Crime Compliance team is responsible for detecting and preventing money laundering and terrorist financing. Additionally, it sets out the standards for compliance with applicable sanctions laws and regulations in each jurisdiction in which the Firm operates.

    Primary responsibilities (not limited to)

  • Supervise, train and develop a team of 5-10 FCC Monitoring Associates
  • Manage first line escalation cases from the business
  • Escalate regulatory queries from other business stakeholders to FCC Management
  • Oversee activities related to the review and resolution of new account escalations, screening alerts, trigger events, transaction monitoring alerts, and ensure they are managed in a timely manner and that the appropriate status and approvals are obtained
  • Manage the team's daily workload and priority of critical tasks
  • Perform quality control monitoring to ensure performance against established service level agreements and productivity standards are achieved
  • Support the publication of management information;
  • Develop and maintain a strong knowledge of global AML/CTF regulatory requirements, sector-specific regulation, industry best practice and internal policies, procedures and regulatory requirements

    • Critical Knowledge, Skills & Experience including but not limited:

  • University degree
  • 2+ years supervisory experience
  • 2+ years of compliance or relevant department experience with a financial institution
  • Knowledge of financial markets, commodities, forex, digital assets, and on-line trading platforms
  • Understanding of AML/CTF regulations
  • Proficient in Excel, Word, PowerPoint
  • Advanced understanding of Financial Crime regulations
  • An analytical and enquiring mind
  • Strong problem solving skills and great attention to detail
  • Self-starter with positive attitude with initiative
  • Strong rapport building with ability to communicate difficult messages
  • Ability to quickly learn new processes and manage multiple tasks
  • Team oriented and able to prioritise in a fast moving, constantly changing environment
  • Ability to work independently with minimal supervision in an environment with strict deadlines
  • Excellent communication skills and the ability to maintain the strictest confidentiality with respect to highly sensitive information

    • Working days/hours: Monday to Friday; Fully working from the office - Indiqube Alpine (Transit) 7th Floor, Jawaharlal Nehru Road, Guindy Area - adjacent to Ekattuthangal Metro Station.

    All Technementals Innovation India Private Limited employees must be eligible to work in India.

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