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    GM/ AVP - Mumbai, India - Shshshree HR Solution

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    Full time
    Description

    Job Overview :

    Position : AVP/ VP - IPO Operation

    Reports To : Director

    Experience : Minimum 12 to 15 years of experience

    Job Location : Andheri (East)

    Responsibilities and Duties:

    Graduate with minimum 12 to 15 years of experience, preferably from Financial

    services Industry (DP/Broking/ RTA or Merchant Banking ). Candidates from other

    service industries are also welcome to apply.

    Effectively in managing bulk transactions (IPO processing request for Demat /

    Remat/ Transfer / etc. & customer correspondence or any other financial services

    related IPO and RTA transactions).

    To handle compliance related works/statutory audits (RBI/IRDA/SEBI, NSDL, CDSL)

    and meet various TAT as prescribed

    Lead a team of min of 15 executives.

    Interact and Resolve clients/ Investors/ customer queries.

    Analyze the flow of volume of transactions periodically and take suitable steps.

    Review various system related processes at regular interval and update the same to

    comply with ISO guidelines.

    Manage all types of clients escalations and co-ordinate with various stakeholders to

    resolve it.

    Requisites & Responsibilities

    Leadership & Problem-solving skills

    Develop and manage an effective and motivated team.

    Knowledge of Primary and Secondary Capital market products will be an added

    advantage.

    Required good liaising skills with various agencies. (will be required to coordinate

    with Merchant banker/exchange/DP/ SEBI / NSDL / CDSL)

    Able to handle statutory audits (SEBI, NSDL, CDSL) and meet various TAT as

    prescribed

    Incumbent must have proven experience in handling large teams.

    Assisting in implementing regulatory guidelines /procedures.

    Should have good knowledge of MS Excel, MS Word, PPT.

    Good English communication skills (both reading & writing)


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