- Aml Kyc Policy
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Compliance Administrator in Mumbai
2 weeks ago
responsAbility Investments Mumbai, Maharashtra, India**Your Main Tasks** · - Support the Compliance team by performing various administrative tasks, such as managing and organizing the documentation and internal folders, assisting in the distribution of various reports/paperwork, managing appointments and scheduling meetings for th ...
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Mumbai Compliance Associate
1 week ago
Guidepoint Mumbai, Maharashtra, India**Overview** · The Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts ...
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Trainee - Compliance, Sg Bank India (Mumbai)
3 weeks ago
Société Générale Mumbai, India**Responsibilities**: · **Job Summary: -** · - To support Head of Compliance, business lines and stakeholders in India in the management of compliance risks and handling of all matters relating to General Compliance and Financial Crime Compliance (FCC), for Anti Money Laundering ...
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Trainee - Compliance, Sg Bank India (Mumbai)
2 weeks ago
Société Générale Mumbai, Maharashtra, India**Responsibilities**: · **Job Summary**: · - Supporting Head of Compliance, Business lines and Stakeholders in India in the management of compliance risks · - Assisting in Handling all matters relating to General Compliance and Financial Crime Compliance (FCC), for Anti-Money Lau ...
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Manager- Compliance Mumbai
6 days ago
Paradise Placement Consultancy mumbai, IndiaJob Description: · To ensure 100% compliances under all the applicable employment and labour laws and rapid closure of · compliance issues in stipulated timelines. · Major Responsibiliities : · o Ensuring 100% compliance in all the Branches, Regional / Zonal & Head offices of ...
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Mumbai Compliance Associate
6 days ago
Guidepoint mumbai, IndiaThe Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts compliance trai ...
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Windows Admin Compliance Mumbai
3 weeks ago
2coms Mumbai, IndiaInstallUpgrade Configure maintain and troubleshooting Windows serverand2022 · Conduct regular vulnerability and configurationassessments on Windows Server systems to identify weaknesses andpotential security risks and mitigation. · Implement patchmanagement strategies for Windows ...
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Amazon Mumbai, India Full time· Description · About Amazon · strives to be Earth's most customer-centric company where people can find and discover virtually anything they want to buy online. By giving customers more of what they want – low prices, vast selection, and convenience – continues to grow and evo ...
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Citi mumbai, India Full timeServes as a compliance risk officer for Compliance Independence Assessment (CIA) team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performi ...
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12542 Citicorp Services India Private Limited mumbai, India Full timeServes as a compliance risk officer for Compliance Independence Assessment (CIA) team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performi ...
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Société Générale Assurances mumbai, IndiaTrainee - Compliance, SG Bank India (Mumbai) · Trainee|Mumbai|Others Trainee - Compliance, SG Bank India (Mumbai) · Mumbai, India · Trainee · Others · Responsibilities · Job Summary: · • Supporting Head of Compliance, Business lines and Stakeholders in India in the ma ...
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Citi mumbai, India Full timeServes as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense. The Compliance Independent A ...
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12542 Citicorp Services India Private Limited mumbai, India Full timeServes as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense. The Compliance Independent A ...
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EY mumbai, IndiaThe opportunity · : Analyst-National-Forensics-ASU - Forensics - Investigations & Compliance - Mumbai · Your key responsibilities · Technical Excellence Maintaining all the records in system & excel depending upon the task. · Validation of information & documents. · Ascert ...
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EY Mumbai, IndiaThe opportunity · As part of this team you'll draw on knowledge of fraud assessment, monitoring and prevention to identify issues that need addressing. Your focus will be on helping organizations manage fraud risk more effectively and treat it as a critical business priority. Si ...
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EY mumbai, IndiaRequisition Id : · As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training, opportunities and ...
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EY Mumbai, IndiaRequisition Id : · As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training, opportunities and ...
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EY mumbai, IndiaRequisition Id : · As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training, opportunities and ...
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EY Mumbai, IndiaThe opportunity · : Consultant-National-Forensics-ASU - Forensics - Investigations & Compliance - Mumbai Your key responsibilities · Technical Excellence · Maintaining all the records in system & excel depending upon the task. · Validation of information & documents. · Ascertai ...
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EY Mumbai, IndiaRequisition Id : · As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training, opportunities and ...
Manager – Compliance Mumbai - mumbai, India - Paradise Placement Consultancy
Description
Job Description:
1. Conduct Compliance Testing as per Annual Compliance Test Plan.
2. Compliance Review of business activities / processes.
3. Review of business proposal/launch of business product.
4. Develop and maintain regulatory policies and procedures under the Compliance Program, including
review mechanisms to ensure its continuous effectiveness in ensuring all applicable compliances by
the company.
5. Good understanding of Credit Function, Credit Policies, Securitisation process, Fair Practices code,
AML KYC Policy and CTR STR reporting.
6. Handle regulatory inspection under RBI/IRDAI.
7. Collaborate with cross functional teams to facilitate implementation of compliance requirements at
all levels/process of the organization and to direct compliance issues to existing channels for
resolution.
8. Ensure compliance with the statutory requirements and regulations prescribed for NBFC by RBI and
all other applicable legislation.
9. Should be able to independently draft compliance checklists, manuals and other regulatory
documentation.
10. Maintaining and organize compliance records in consonance with internal control and audit
mechanisms.
11. Liaise with Reserve Bank of India and other statutory authorities; Periodically provide
returns/forms required by them.
12. Help develop technology solutions to support the various Compliance programs.
13. Develop and disseminate Compliance and risk trainings and ongoing communications that help
drive Company's culture of compliance.
14. Assist in closure of Internal and Statutory Audit requirement.
Key Skills :
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