Associate - Enhanced Due Diligence (Legal and - Mumbai, India - Morgan Stanley

Morgan Stanley
Morgan Stanley
Verified Company
Mumbai, India

1 month ago

Deepika Kaur

Posted by:

Deepika Kaur

beBee Recuiter
Description
Associate - Enhanced Due Diligence (Legal and Compliance)


Job Number:
3231742


POSTING DATE:
Feb 21, 2023


PRIMARY LOCATION:
Non-Japan Asia-India-Maharashtra-Mumbai (MSA)


EDUCATION LEVEL:
Bachelor's Degree


JOB:
Other


EMPLOYMENT TYPE:
Full Time


JOB LEVEL:
Associate


DESCRIPTION

Job Description:


Division:
Legal & Compliance (LCD)


Super -
Department:
Global Financial Crimes [GFC]



Department:
Financial Crimes

Sub-

Department:
Financial Crimes


Region:
Global


Job Level:
Associate


Job Title:
Director - Enhanced Due Diligence


Employment Type:
Full Time


Location:
Mumbai (Nirlon Knowledge Park)


Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services.

The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.

As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic.

Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow.

A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.

LCD comprises of Legal, Compliance, Global Financial Crimes and Regulatory Relations.


The Global Compliance Department identifies applicable Compliance Obligations and maintains a Firmwide Compliance Risk management program, including Compliance Risks that transcend business lines, legal entities and jurisdictions of operation.


Global Financial Crimes is responsible for the development and governance of the Firm's financial crime prevention efforts across all regions and business units.

Global Financial Crimes is comprised of the Anti-Money Laundering (AML), Sanctions, Anti-boycott, Anti-Corruption (ACG) and Government and Political Activities Compliance (GPAC) programs.


The Global Regulatory Relations Group (GRRG) is responsible for strategic and centralized management of the supervisory activities of Morgan Stanley's regulators and related developments globally, with a focus on regulatory reviews and examinations and continuous monitoring activities.

GRRG serves as the central point of contact for the regulatory staff responsible for supervisory activities at Morgan Stanley entities and for timely reporting to Firm management and other governance or management bodies, as appropriate, on those relationships and supervisory processes, including areas of significant regulatory focus or concern.


LCD Center of Excellence — Mumbai (LCD CoE) is a part of Morgan Stanley's Global In-house Center, which provides global support to LCD and is an integral part of Firm and LCD strategy.


QUALIFICATIONS
Primary Responsibilities (Day Job)


Primary responsibilities include the following:
Review EDD's [escalations, notes and matrix ] that have been completed by Level 1 team

Escalate any possible true hits to the relevant on-shore GFC team

Review the quality of work delivered by the team.

Participate in team meetings.

Drive a culture of efficiencies / productivity

Recommend enhancements to AML policies or procedures to ensure continuous improvement to overall AML or Screening processes.


Requirements:

Experience

Up to 5 years of Corporate Intelligence, due diligence; experience in the financial or professional services industries

Managerial experience would be preferable.

Solid track record working in a professional environment

Bachelor's degree from an accredited college / university

Knowledge

Understanding of AML / KYC

Should exhibit comfort working with technology and the ability to learn and display proficiency on technical systems and programs.

Proficient with MS Office

Skills and Qualities

Team player who can successfully manage multiple projects and priorities

Ability to think independently, form opinions and make decisions

Ability to anticipate ahead of time and escalate issues as appropriate

Successfully meet established deadline requirements — display efficient time management skills

Possess the ability to research and resolve issues independently

Experience in stakeholder management with excellent interpersonal skills and the ability to work effectively with colleagues across regions and Business Units

Have the ability to effectively handle a fast paced environment

Ability to identify and recommend process efficiencies

Attention to detail

Coverage


Monday to Friday from 9 AM to 6 PM India time with flexibility on standard working hours for time sensitive matters (including India Public Holidays).

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