-
Associate Compliance Manage
2 weeks ago
neoworks technology llp Bengaluru, IndiaRoles & Responsibilities **Compliance monitoring and reporting: The Associate Compliance Officer is responsible for monitoring compliance with applicable laws, regulations, and internal policies and procedures. This may involve reviewing transactions, conducting risk assessments, ...
-
Compliance Manager
2 weeks ago
Moneyview Bengaluru, IndiaJob Location :- Bangalore · Experience - 5 to 7 years · Job Descriptions · 1. Experience of working with Bank/NBFC of minimum 5-7 years · 2. Should be well versed with RBI digital lending guidelines and other key RBI Regulations · 3. Knowledge of Compliance testing, Compliance m ...
-
Manager, Compliance
2 weeks ago
EY Bengaluru, IndiaAt EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build ...
-
Compliance Manager
3 weeks ago
LeadSquared Bengaluru, IndiaLocation: · Bangalore · Reports to: · Director - IT · Position Overview: · As an Information Security Compliance Manager at LeadSquared, you will play a critical role in overseeing and maintaining our information security compliance program. The ideal candidate will have at least ...
-
Compliance Manager
3 weeks ago
PhonePe Bengaluru, IndiaThe PhonePe Ethics and Compliance team plays a critical role in the successful execution of the firm's ethical and compliance mission. The Financial Services Compliance function at PhonePe, ensures the development and maintenance of a strong compliance culture within the company ...
-
Compliance Manager
2 weeks ago
Moneyview Bengaluru, IndiaJob Location :- BangaloreExperience - 5 to 7 years · Job Descriptions1. Experience of working with Bank/NBFC of minimum 5-7 years2. Should be well versed with RBI digital lending guidelines and other key RBI Regulations3. Knowledge of Compliance testing, Compliance monitoring4. S ...
-
Compliance Manager
2 days ago
Moneyview bangalore, IndiaJob Location :- BangaloreExperience - 5 to 7 yearsJob Descriptions1. Experience of working with Bank/NBFC of minimum 5-7 years2. Should be well versed with RBI digital lending guidelines and other key RBI Regulations3. Knowledge of Compliance testing, Compliance monitoring4. Shou ...
-
Compliance Manager
3 days ago
Michael Page bangalore, IndiaOpportunity to join a leading FinTech · To be a part of fast growth & meritorious environment · About Our Client · Our client is a well-funded new age FinTech company backed by leading investors. · Job Description · RBI filings · Be compliant with RBI regulations for prod ...
-
Compliance Manager
1 week ago
Moneyview Bangalore City, IndiaJob Location : BangaloreExperience 5 to 7 yearsJob Descriptions 1. Experience of working with Bank/NBFC of minimum 5-7 years2. Should be well versed with RBI digital lending guidelines and other key RBI Regulations3. Knowledge of Compliance testing, Compliance monitoring 4. Shoul ...
-
Senior Compliance Manager
2 weeks ago
PhonePe bangalore, IndiaThe PhonePe Ethics and Compliance team plays a critical role in the successful execution of the firm's ethical and compliance mission. The Financial Services Compliance function at PhonePe, ensures the development and maintenance of a strong compliance culture within the company ...
-
Manager - HR & Compliance
3 weeks ago
Epic Group Bengaluru, IndiaThe Manager HR & Compliance will oversee all aspects of human resources management and ensure adherence to regulatory requirements while fostering a positive work environment conducive to employee well-being and productivity. This role will also focus on maintaining compliance wi ...
-
Regulatory Compliance Manager
1 week ago
Fi Bengaluru, India Full timeWho we are: · Fi is a money management app that listens to your needs, understands your wants, and gently nudges you to achieve your financial goals. On the inside, we're a deep-tech startup that's building a highly innovative and secure financial hub for a digital-first generati ...
-
Associate Manager, Compliance
1 day ago
PhonePe Bengaluru, IndiaAbout PhonePe Group: · PhonePe is India's leading digital payments company with 50 crore (500 Million) registered users and 3.7 crore (37 Million) merchants covering over 99% of the postal codes across India. On the back of its leadership in digital payments, PhonePe has expand ...
-
Ethical Compliance Manager
3 weeks ago
Vipsa Talent Solutions Private Limited Bengaluru, IndiaKey accountabilities and measures: · - Support the Senior Ethical Compliance Manager to deliver the C&H Ethical and Plan A strategies across the business, driving industry leading and customer focused social and ethical programmes. · - Support the Senior Ethical Compliance Manage ...
-
Manager, MSS Compliance
2 weeks ago
HSBC Bengaluru, India Permanent - Full timeSome careers have more impact than others. · If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries an ...
-
Manager, MSS Compliance
2 weeks ago
HSBC Bengaluru, India Permanent - Full timeSome careers have more impact than others. · If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries an ...
-
Senior Manager Compliance
2 weeks ago
Teva Pharmaceuticals bangalore, IndiaWho we are · Together, we're on a mission to make good health more affordable and accessible, to help millions around the world enjoy healthier lives. It's a mission that bonds our people across nearly 60 countries and a rich, diverse variety of nationalities and backgrounds. ...
-
Risk and Compliance Manager
1 day ago
JLL Bengaluru, IndiaJob Description: Risk and Compliance Manager · Job Overview: As a Risk and Compliance Manager, you will be responsible for ensuring regulatory compliance, mitigating risk, and maintaining a robust compliance program across various areas, including contract compliance, ISO oversig ...
-
Indusface - Manager - Risk & Compliance
4 weeks ago
Indus Face Private Limited Bengaluru, IndiaManager - Risk & Compliance · Job Description: · - Develop, implement and monitor a strategic, comprehensive enterprise Information Security and IT risk management program · - Implement , maintain and manage various security compliance and best practises, ISO27001, PCI DSS , ITG ...
-
Risk and Compliance Manager
1 day ago
JLL bangalore, IndiaJob Description · : Risk and Compliance Manager Job Overview: As a Risk and Compliance Manager, you will be responsible for ensuring regulatory compliance, mitigating risk, and maintaining a robust compliance program across various areas, including contract compliance, ISO overs ...
Compliance Manager - Bengaluru, India - PhonePe
Description
The PhonePe Ethics and Compliance team plays a critical role in the successful execution of the firm's ethical and compliance mission.
The Financial Services Compliance function at PhonePe, ensures the development and maintenance of a strong compliance culture within the company by developing and maintaining program infrastructure that identifies, measures and monitors compliance with applicable laws, regulations and rules that govern our business globally.
Compliance teams work closely with business, legal, risk, and audit functions to provide expertise on regulatory compliance matters, assess and measure compliance and related risks, and monitor and test the adequacy of the firm's compliance environment.
We are looking for an experienced Compliance Manager who is well-versed in the current regulatory frameworks applicable for Banks, Non Bank Financial Sectors and corporate governance best practices in order to support all aspects of PhonePe's regulatory compliance practices including program management for various regulatory implementations, risk assessment, licensing, training and building and implementing policies and procedures across the entire PhonePe ecosystem.
The role demands that you are a professional of high ethical standards with prior regulatory compliance experience and are able to work diligently to complete your duties either independently or otherwise, keeping in mind the objectives of PhonePe.
You must be comfortable communicating with various stakeholders to deliver compliance objectives and be result-oriented to ensure that your requirements are delivered on time.
Roles & Responsibilities:
Regulatory Implementations Charter:
Work closely with Business on implementing relevant regulatory guidelines applicable for the product in review and based on that understanding formulate a project plan that would ensure compliance to all Non-IT regulations as stated in the regulatory guidelines.
ETAs and Timelines to implementation is to be tracked and closed with all relevant stakeholders.Share regular and timely updates with all relevant stakeholders with regards to the progress on the ongoing regulatory implementations.
Collect and Store relevant evidence, received from stakeholders from the various implementations done, for future Audit requirements.
Responsible for formulating and providing compliance certifications on all regulatory implementations carried out on a periodic basis with various stakeholders.
Keep abreast of all regulatory developments as well as evolving best practices in compliance controls and leverage the same to implement better and current compliance standards.
Assist Senior Manager during regulatory inspections and ensure closure of the observations with multiple stakeholdersLiaise with internal stakeholders to explain the audit requirements and observations in a timely fashion.
Support management to compile, maintain and close-out audit finding responses, implementation of controls as per audit recommendations, etc. and ensure all Non IT audit observations.Policies and Procedure Governance:
Ensure review of all Non-IT related policies and procedures on a periodic basis or whenever there is change in process and place it for Management approvals to board on a timely fashion.
Work with Business Legal and Product stakeholders to build product (or) company specific Policies and Procedures whenever there is a new product being introduced to our platform.
They would work closely with the Senior Manager to implement controls at regular intervals to ensure that compliance procedures are regularly followed.
They would regularly help evaluate the efficiency of compliance implemented processes and controls and work to improve them continuously.They would be responsible for documenting and operationalising compliance related processes to ensure adherence to regulatory guidelines or internal policy.
Team Building and Management ReportingShould have previously helped in building and managing high performing team members and be able to build growth charters for each of their team members.
Basic and Advanced Qualifications:
Any Post Graduate in Finance and Risk Management / MBA / CA / CS with at least 6+ years of experience in the Financial Service Compliance space and a proven track record as a team lead or manager.
In-depth knowledge on the compliance environment of the banking / payment / insurance and fintech's industry along with Indian regulations and current market practices.
A subject matter expert with comprehensive knowledge on the Indian Financial Services Industry and its guiding regulations, fraud control environment, risk categorization methodologies and is able to create, monitor and evaluate policies and procedures.
Excellent knowledge of reporting procedures and record keeping guidelines.Ability to communicate clearly and precisely to the point.
Has an analytical mind able to "see" the complexities of procedures and regulations.
Is a problem solver and always ready to take ownership of deliverables assigned.
Has high ethical standards and is able to work diligently to complete your duties.
Certified compliance professional is a plus.