- Preparation of Annual Compliance Testing Plan.
- Carry out Compliance Testing for underlying functions as per the Annual Compliance Testing Plan.
- Carry out a review for new products launched by the Bank on completion of 6 months of launch.
- Carry out the testing of assigned branches.
- Prepare draft observations and discuss with the concerned stakeholders and obtain Management Responses.
- Work with relevant stakeholders to ensure timely closure of actions.
- Maintaining MIS of open observations tracker along with ageing and due dates.
- Support in preparation of MIS for presentation in various Committees.
- To ensure that the team is adhering to the plan and scope coverage is adequate.
- To review the observations raised by the team and work with stakeholders on devising an action plan.
- Engaging with the team closely and guiding them to deliver them effectively.
- Any other work incidental to the role.
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Compliance Testing Officer
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Deutsche Bank Mumbai, India**Job Title: CAO - Senior Regulatory Control Advisor, APAC** · **Corporate Title: VP** · **Location: Mumbai** · **Role Description**: · Deutsche Bank AG (the "Bank") has established the Controls Testing & Assurance department ("CT&A") as an independent function, reporting to the ...
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PayU mumbai, IndiaAbout PayU PayU, a leading payment and Fintech company in 50+ high-growth markets throughout Asia, Central and Eastern Europe, Latin America, the Middle East and Africa, part of Prosus group, one of the largest technology investors in the world is redefining the way people buy a ...
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9478 Deutsche India Private Limited Mumbai, India· : · Deutsche Bank AG (the "Bank") has established the Controls Testing & Assurance department ("CT&A") as an independent function, reporting to the Chief Administrative Officer ("CAO"). The Compliance Testing ("CT") team within CT&A is responsible for providing assurance testi ...
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Skill Ventory mumbai, IndiaRoles and Responsibilities · Preparation of Compliance Review plan to be put up to the Board. · Preparation and updating of Compliance review checklists in line with · the regulatory guidelines/internal policies. · Managing the Compliance Review team to ensure that the complian ...
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Morgan Stanley Mumbai, IndiaDirector - Operational Risk Compliance Testing (Legal & Compliance) Job Number: · Posting Date · :Jun 14, 2024 Primary Location · :Non-Japan Asia-India-Maharashtra-Mumbai (MSA) Job · :ComplianceEmployment Type:Full TimeJob Level:Director Description Qualifications Ski ...
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Morgan Stanley Mumbai, IndiaDirector - Operational Risk Compliance Testing (Legal & Compliance) Job Number: · Posting Date · :May 29, 2024 Primary Location · :Non-Japan Asia-India-Maharashtra-Mumbai (MSA) Job · :ComplianceEmployment Type:Full TimeJob Level:Director Description Qualifications Ski ...
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HDFC Credila Financial Services Limited Mumbai, IndiaHDFC Credila Financial Services Limited is a leading education loan provider in India. It offers customized loan solutions for students pursuing higher education in India and abroad. With a simplified application process, competitive rates, and flexible repayment options, HDFC Cr ...
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SIG Mumbai, IndiaOverview · SIG is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. · We are currently seeking a Compliance Mana ...
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JIGSERV Digital Mumbai, India Full timeRole Details: · The IT Compliance Manager is responsible for ensuring that the bank's IT systems and processes adhere to regulatory requirements and industry standards. This role involves developing and implementing IT compliance strategies, managing audits, and collaborating wit ...
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Noventiq mumbai, IndiaDescription · Noventiq is hiring · Noventiq (the brand name of Cyprus-registered Softline Holding plc) is a leading global solutions and services provider in digital transformation and cybersecurity, headquartered and listed in London. The company enables, facilitates and acc ...
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Khaitan & Co Mumbai, IndiaJOB RESPONSIBILITIES · Coordinate Short Training Programs and Deliver Induction Modules · Design and Track the Delivery of Training and Development programmes · Explore and implement new Learning Technologies and Methodologies · Plan and assess the ROI of training / development ...
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Compliance Manager
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HDFC Credila Financial Services Limited Mumbai, IndiaHDFC Credila Financial Services Limited is a leading education loan provider in India. It offers customized loan solutions for students pursuing higher education in India and abroad. With a simplified application process, competitive rates, and flexible repayment options, HDFC Cr ...
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Compliance Manager
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FlexiLoans mumbai, IndiaManager-Compliance · Who we are: · FlexiLoans is a technology based Digital financing platform started with an endeavor to solve the problems that small businesses face in accessing Quick, Flexible and Adequate funds for growing their Businesses. Our vision is to give "Financial ...
Senior Compliance Manager-Compliance Testing - mumbai, India - IDFC FIRST Bank
Description
Role Job Title : Senior Compliance Manager – Compliance Testing
Function Department: Compliance
Job Purpose:
Responsibilities typically include designing testing strategies, conducting reviews, analysing data, preparing reports, continuous engagement with stakeholders to ensure suitable corrective action. Strong knowledge of banking regulations, good communication skills, and the ability to manage a team are key attributes required necessary for this role.
Roles & Responsibilities:
Education Qualification:
Graduation: Any Graduate
Post Graduation: Any Post Graduate
Professional Qualification/Certification: Any Professional Degree
Experience: 5 – 10 years of relevant experience in compliance testing.