Legal compliance financial Services - Pune, Maharashtra, India - Arin Consultancy

Arin Consultancy
Arin Consultancy
Verified Company
Pune, Maharashtra, India

1 week ago

Deepika Kaur

Posted by:

Deepika Kaur

beBee Recuiter
Description
Compliance Pune _Pune_ March 12, March 13, 2025 Mutual Fund


Job Overview:

-
Office Location (Area) Pune
-
Required Education Company Secretary, LLB
-
Course Type Full Time
-
Min Required Experience (Years) 1
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Max Required Experience (Years) 5


Job Purpose:


  • He / She will be responsible for vetting, drafting and finalisation of legal agreements. He / She is expected to provide advice to Management on various legal aspects governing any particular agreement and to safeguard the interest of the of business through legal mechanism.

Principal Accountabilities:


Contract Management:


Vetting and drafting of various kinds of agreements:

  • Lease agreement, Leave and License Agreement
  • Servicelevel Agreement
  • Vendor Agreement
  • Digital Platform Agreement
  • ISDA
  • Distributor Empanelment agreement
  • Shareholder / engagement agreement
  • Recruitment consultant and training partners agreement
  • Banking and Credit line related agreement
  • Such other agreement as is necessary for the business
  • Contract / Agreement Management (proper documentation and upkeep of all agreements, contracts and
their renewals on timely basis)

  • Vetting and drafting of various Terms & Conditions related to various processes and advise business from
time to time.

  • Review and participate in the negotiation and approval of material contracts / agreements.
  • Drafting of various process notes on legal agreements, keeping their repository and tracking timely
actionables on the same.


Dispute / Litigation Management:


  • Drafting and responding to various kinds of notices, business letters and communications.
  • Co ordinating with external lawyers and counsels for litigation management and seeking legal opinion as
may be necessary for the business or pursuant to a response to any regulatory notice.

  • Drafting and responding to investor / lawyers' on various legal notice / complaints.

Training:


  • Develop and provide training programs for legal functions on contractual, intellectual property, where
necessary.


Ancillary:


  • Maintaining records and MIS of Agreements, Notices and Licenses.
  • Franking / stamping of Agreement.
  • Conducting research on new legal developments and case laws, preparing summary for the management.

Compliance Support:


To provide support to the team on various compliance or secretarial actionable as may be necessary including working on any routine compliance reporting or regulatory actionable.


Decisions:


  • To assess liability, confidentiality clause and ensure the interest of the Company is always protected.

Challenges:


  • To ensure timely vetting and drafting of various agreement received, in consultation with other
business stakeholders.


Interactions:

Internal Clients

  • Roles you need to interact with inside the organization to enable success in your daytoday work
  • Needs to work closely with investment team, operations team, marketing team, IT team, Product team, HR team.
  • External Clients
  • Roles you need to interact with outside the organization to enable success in your daytoday work
  • Coordination with external service providers / lawyers
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