Jobs
>
Bengaluru

    Associate Manager, Compliance - Bengaluru, India - PhonePe

    PhonePe
    PhonePe Bengaluru, India

    1 week ago

    Default job background
    Description

    About PhonePe Group:

    PhonePe is India's leading digital payments company with 50 crore (500 Million) registered users and 3.7 crore (37 Million) merchants covering over 99% of the postal codes across India. On the back of its leadership in digital payments, PhonePe has expanded into financial services (Insurance, Mutual Funds, Stock Broking, and Lending) as well as adjacent tech-enabled businesses such as Pincode for hyperlocal shopping and Indus App Store which is India's first localized App Store. The PhonePe Group is a portfolio of businesses aligned with the company's vision to offer every Indian an equal opportunity to accelerate their progress by unlocking the flow of money and access to services.

    Culture

    At PhonePe, we take extra care to make sure you give your best at work, Everyday And creating the right environment for you is just one of the things we do. We empower people and trust them to do the right thing. Here, you own your work from start to finish, right from day one. Being enthusiastic about tech is a big part of being at PhonePe. If you like building technology that impacts millions, ideating with some of the best minds in the country and executing on your dreams with purpose and speed, join us

    Job Description

    The Quality Analyst will be responsible for performing Audits on alerts resolved by Level 1 reviewers where Sanction Screening was performed. Quality Analyst will work extensively with the functional leaders, level 1 review team and support functions to maintain production and quality of the highest standard.

    The Quality Analyst will be responsible for creating samples for audits, reviewing Level 1 investigations, and preparing audit reports.

    The Quality Analyst will also perform Enhance Due Diligence (Level 2 Sanctions Screening), analyse data, and record, and communicate this decision clearly and concisely.

    The Quality Analyst is also responsible for maintaining documentation for each Enhance Due Diligence (Level 2 Sanctions Screening) and compliance with all governing regulations and institutional policies and procedures.

    The Quality Analyst is responsible for developing SOPs, logic, and training content. The Quality Analyst will work closely with multiple stakeholders to integrate new businesses and assist in developing the screening function.

    Responsibilities:

  • Conduct Level 2 risk management investigations.
  • Interpret evidence from internal and external tools and systems.
  • Perform required tasks per regulations, business policy and procedures as per SOP
  • Demonstrated ability to conduct research, work independently and make complex investigation decisions with little or no guidance within the ambit of workflow/procedure
  • Perform monthly audits and prepare reports.
  • Analyse EDD trends and share reports with stakeholders.
  • Work with stakeholders in implementing screening for new products and regulations.

    • Education:

  • Bachelor's degree · Working knowledge of Anti-Money Laundering (AML) laws and regulations, OFAC regulations.
  • 3 - 6 years experience in AML/Sanctions audit/QA/EDD/Sanctions risk management.

    • Skills:

  • Sanctions and screening (name and transaction) surveillance skills
  • Analysis skills: able to analyse data, working knowledge of Internet and MS Office Suite & independently assimilate, analyse and evaluate information from disperse data sources to determine a course of action (e.g. case closure or escalation), and record and communicate this decision clearly and concisely.

    • Attributes:

  • Successful candidate's prior experience in AML Transaction Monitoring/Sanction Watchlist Screening/ Enhance Due Diligence investigation and demonstrates key skills including logical thinking, problem-solving, deep dives, analysing details and an investigative mindset.
  • Keen attention to detail & risk identification
  • Experience in handling multiple projects and implementations.
  • Good communication both written and verbal English skills
  • Ability to independently research, analyse, and recommend solutions to close open items and discrepancies
  • Outstanding analytical and investigative skills combined with the ability to navigate through ambiguity in a fast-paced, multifaceted environment
  • Ability to operate in the grey space and learn from experience and identified trends.
  • Ability to articulate research findings to document that a reasonable investigation has been conducted.
  • Adaptability to learn new processes, concepts and skills and an eye for detail
  • Self-disciplined, diligent, proactive and detail-oriented
  • Ability to maintain high levels of confidentiality and data security standards
  • Experience with Microsoft Office, including Outlook, Word, and Excel

    • PhonePe Full Time Employee Benefits (Not applicable for Intern or Contract Roles)

  • Insurance Benefits - Medical Insurance, Critical Illness Insurance, Accidental Insurance, Life Insurance
  • Wellness Program - Employee Assistance Program, Onsite Medical Center, Emergency Support System
  • Parental Support - Maternity Benefit, Paternity Benefit Program, Adoption Assistance Program, Day-care Support Program
  • Mobility Benefits - Relocation benefits, Transfer Support Policy, Travel Policy
  • Retirement Benefits - Employee PF Contribution, Flexible PF Contribution, Gratuity, NPS, Leave Encashment
  • Other Benefits - Higher Education Assistance, Car Lease, Salary Advance Policy
  • neoworks technology llp

    Associate Compliance Manage

    3 weeks ago

    neoworks technology llp Bengaluru, India

    Roles & Responsibilities **Compliance monitoring and reporting: The Associate Compliance Officer is responsible for monitoring compliance with applicable laws, regulations, and internal policies and procedures. This may involve reviewing transactions, conducting risk assessments, ...

  • EY

    Manager, Compliance

    3 weeks ago

    EY Bengaluru, India

    At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build ...

  • Moneyview

    Compliance Manager

    3 weeks ago

    Moneyview Bengaluru, India

    Job Location :- Bangalore · Experience - 5 to 7 years · Job Descriptions · 1. Experience of working with Bank/NBFC of minimum 5-7 years · 2. Should be well versed with RBI digital lending guidelines and other key RBI Regulations · 3. Knowledge of Compliance testing, Compliance m ...

  • More Retail Private Limited

    Compliance Manager

    6 days ago

    More Retail Private Limited Bengaluru, India

    About More Retail Private Ltd (MRPL) · MRPL is one of India's largest and fastest-growing Omni Channel Food & Grocery retailers. MRPL is committed to building India's most customer-obsessed business with the world's best omnichannel food and grocery experience and all of this on ...

  • JLL

    Manager, Compliance

    3 days ago

    JLL Bengaluru, India

    JOB RESPONSIBILITIESLocation: Preferably Bangalore, Mumbai, Gurugram,Govern and run the compliance audit program for labor compliances for multiple locations in India.Manage JLL and client audits on labour compliance, identify lacuna, run action plans spanning vendors, other depa ...

  • Moneyview

    Compliance Manager

    3 weeks ago

    Moneyview Bengaluru, India

    Job Location :- BangaloreExperience - 5 to 7 years · Job Descriptions1. Experience of working with Bank/NBFC of minimum 5-7 years2. Should be well versed with RBI digital lending guidelines and other key RBI Regulations3. Knowledge of Compliance testing, Compliance monitoring4. S ...

  • Michael Page

    Compliance Manager

    1 week ago

    Michael Page bangalore, India

    Opportunity to join a leading FinTech · To be a part of fast growth & meritorious environment · About Our Client · Our client is a well-funded new age FinTech company backed by leading investors. · Job Description · RBI filings · Be compliant with RBI regulations for prod ...

  • More Retail Private Limited

    Compliance Manager

    4 days ago

    More Retail Private Limited Bengaluru, India

    About More Retail Private Ltd (MRPL)MRPL is one of India's largest and fastest-growing Omni Channel Food & Grocery retailers. MRPL is committed to building India's most customer-obsessed business with the world's best omnichannel food and grocery experience and all of this on a m ...

  • Moneyview

    Compliance Manager

    1 week ago

    Moneyview bangalore, India

    Job Location :- BangaloreExperience - 5 to 7 yearsJob Descriptions1. Experience of working with Bank/NBFC of minimum 5-7 years2. Should be well versed with RBI digital lending guidelines and other key RBI Regulations3. Knowledge of Compliance testing, Compliance monitoring4. Shou ...

  • Moneyview

    Compliance Manager

    3 weeks ago

    Moneyview Bangalore City, India

    Job Location : BangaloreExperience 5 to 7 yearsJob Descriptions 1. Experience of working with Bank/NBFC of minimum 5-7 years2. Should be well versed with RBI digital lending guidelines and other key RBI Regulations3. Knowledge of Compliance testing, Compliance monitoring 4. Shoul ...

  • Marriott International

    Compliance Manager

    1 day ago

    Marriott International Bengaluru, India

    JOB SUMMARY · Manages the day-to-day operations of accounts receivables, ensuring that invoices being sent out are correct and dispersed in a timely manner. Follows up on any delinquent accounts. Researches and decides upon credit authorization for incoming customers. · CANDIDATE ...

  • Caliber8 Recruitment

    Process Compliance Manager

    2 days ago

    Caliber8 Recruitment Bengaluru, India

    Process Compliance Manager (Retail/Audit experience is a must - Relocation to Kuala Lumpur, Malaysia) · Our client is one of the fastest growing retail brands in Asia and their regional HQ is based in Malaysia. This role is based in KL, Malaysia. · In this dynamic role, you will ...

  • PhonePe

    Senior Compliance Manager

    4 weeks ago

    PhonePe bangalore, India

    The PhonePe Ethics and Compliance team plays a critical role in the successful execution of the firm's ethical and compliance mission. The Financial Services Compliance function at PhonePe, ensures the development and maintenance of a strong compliance culture within the company ...

  • Fi

    Regulatory Compliance Manager

    2 weeks ago

    Fi Bengaluru, India Full time

    Who we are: · Fi is a money management app that listens to your needs, understands your wants, and gently nudges you to achieve your financial goals. On the inside, we're a deep-tech startup that's building a highly innovative and secure financial hub for a digital-first generati ...

  • HSBC

    Manager, MSS Compliance

    4 weeks ago

    HSBC Bengaluru, India Permanent - Full time

    Some careers have more impact than others. · If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries an ...

  • HSBC

    Manager, MSS Compliance

    3 weeks ago

    HSBC Bengaluru, India Permanent - Full time

    Some careers have more impact than others. · If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries an ...

  • JLL

    Risk and Compliance Manager

    1 week ago

    JLL Bengaluru, India

    Job Description: Risk and Compliance Manager · Job Overview: As a Risk and Compliance Manager, you will be responsible for ensuring regulatory compliance, mitigating risk, and maintaining a robust compliance program across various areas, including contract compliance, ISO oversig ...

  • Velocity

    Manager - Tax & Compliance - BFS

    1 week ago

    Velocity Bengaluru, India

    Department - Finance, Velocity · Location - Bangalore (Work from office) · Job Title - Manager, Tax & Compliance · - We are looking for a Manager - Tax & Compliance to join our team. The Tax Manager will be responsible for end to end tax planning and compliance of the legal entit ...

  • Hireginie Talent Cloud Private Limited

    Compliance Associate/Manager

    2 weeks ago

    Hireginie Talent Cloud Private Limited Bengaluru / Bangalore, India Full time

    Designation: Compliance Associate/Manager · Location: Bangalore-Koramangala · Industry: Insurance · Roles and Responsibilities: · Oversee the compliance function · Ensure complete adherence to IRDAI and MCA regulations for Holding and Subsidiary entities · Partner with team ...

  • JLL

    Risk and Compliance Manager

    1 week ago

    JLL bangalore, India

    Job Description · : Risk and Compliance Manager Job Overview: As a Risk and Compliance Manager, you will be responsible for ensuring regulatory compliance, mitigating risk, and maintaining a robust compliance program across various areas, including contract compliance, ISO overs ...