Avp - Cco Gsc's - Gurgaon, India - HSBC

HSBC

Verified Company

Gurgaon, India

3 weeks ago

Posted by:

Deepika Kaur

beBee Recuiter

We are currently seeking an experienced professional to join our team in the role
AVP - CCO.

Principal responsibilities:

Facilitate RCA creation for in scope processes
Facilitate RCA refresh and update (annual/based on trigger events)
Review of RCAs including ensuring global RCA consistency from a scoping, risk assessment and controls perspective
Support the scoping of RCAs
Support to ensure that there is a RCA and associated control owner continuous monitoring plans maintained for all key processes and controls across Finance
Qualitative review of issues and actions recorded by control owners and incidents recorded by event owners
Review impact of recorded issues and incidents on the control environment
Advise on issue remediation planning and tracking by issue owners
Provide guidance on remediation to control, issue and incident owners
Reporting issues and actions status to appropriate governance forums
Work with external auditors at global and regional levels
Meet regularly with relevant Internal Audit / external audit leads to understand audit plan and emerging issues to support senior management's planning and response
Support other areas of Finance with engagement with relevant external stakeholders (e.g. regulators) and internal stakeholders in the Global Businesses and Global Functions
Maintain key stakeholder relationships to enhance awareness of operational risk including its identification, assessment, mitigation and control.
To support and ensure that local management fully considers and effectively manages operational risk in accordance with established policies and procedures.

Requirements

Knowledge of finance functions such as accounting, reconciliation and reporting in the financial services sector is a must
Understanding of SOX, operational risk and COSO frameworks would be required
Good business writing skills
Strong communication and presentation skills
Should have eye for detail and problem solving and influencing skills
Ability to challenge information presented, providing reasoned explanation to ensure that agreement is reached by both parties
Excellent interpersonal skills to communicate effectively with team members/wider business including senior executive management and ability to develop a good rapport in challenging situations
Able to cope with pressure and tight deadlines
Assertive, with a positive attitude and an open mind
CA/MBA finance: 914 years of relevant post qualification experience in the risk and controls domain with a leading accounting firM/Financial services industry.
Strong risk and control experience. Experience in performing risk and control assessments, assurance reviews and managing SOX framework is a key requirement
Proven ability to design efficient controls /procedures such that they meet internal & external audit along with regulatory expectations.
Proven ability to anticipate, identify and mitigate operational risk in an appropriate, cost effective manner.
Proven ability to design and execute standardization and automation initiatives.

**Issued by HSBC Electronic Data Processing (India) Private LTD