Jobs
>
Hyderabad

    Supervisory Control Specialist - Hyderabad, India - WELLS FARGO BANK

    WELLS FARGO BANK
    WELLS FARGO BANK Hyderabad, India

    1 week ago

    WELLS FARGO BANK background
    Full time
    Description
    About this role:

    Wells Fargo is seeking Supervisory Control Specialist

    In this role, you will:
    • Participate in establishing guidelines and design of work
    • Review regulatory changes or partner with regulatory change agents to proactively identify required updates
    • Maintain document library or repository and update tables in appropriate systems
    • Review changes to business operations for potential impact to other operations and procedures
    • Draft, edit and format basic to moderately complex technical manuals, projects or other technical documentation
    • Create graphical technical presentations for others
    • Understand Business Operations policies, procedures, and compliance requirements
    • Assist others to resolve process gaps, providing input based on observations
    • Research and translate technical information to users
    • Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
    • Interact with internal customers
    • Partner with subject matter professionals to understand business needs as it relates to procedures
    • Be part of the Front-Line Market conduct and supervision team and responsible for analysis of e-communications alerts to identify unusual activity and potential market conduct issues. As part of the Corporate Investment Banking E-Communications Surveillance monitoring including internal and external including corporate e mail, Chat, & voice recordings
      Support the development of surveillance controls to identify misconduct and market abuse, including in the testing of next generation electronic communications systems and perform first-line-of-defense activities in relation to consequential risks.
      Perform basic or tactical ongoing regulatory and operational reviews as well as other duties related to best practices and opportunities for additional synergies to maximize efficiencies.
      Collaborate and consult with Onshore teams and India Management for any escalations and process improvement ideas.
      Conducting routine reviews and ad hoc reviews of employee e-communications and voice recordings.
      Identify any non-compliant or suspicious activity and escalate questionable electronic communications to the onshore team (L2 team)
      Assisting with analysis and implementation of new and enhanced surveillance reviews and processes
    Required Qualifications:
    • 6+ months of Procedure Writing experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
    Desired Qualifications:
    • Bachelor's/master's degree or any professional degree (CA/CS/CFA etc.) is required.
    • 6+ years of Supervisory Control/E-Comms Surveillance and monitoring experience, or equivalent.
    Job Expectations:

    Experience with e-communications surveillance platforms and tools
    Experience with lexicon or behavioral model based targeted reviews.
    Experience of reviewing and development of lexicons/Lexicons refinement or behavioral models.
    Excellent analytical skills and strong attention to detail
    An understanding of the regulatory environment and expectations, relevant regional regulations and codes of practice
    Must exhibit highest standards of integrity and maintain confidentiality.
    Additional Language skills apart from English language would be an added advantage.
    Additional surveillance experience in Voice, Trade, Information Barrier or Control room will be an added advantage.
    Excellent presentation, Power point, Business communication skills (written and spoken) and problem-solving skills.
    Experience in creating MIS for senior management.
    Interfacing with relevant stakeholders to review and escalate potential market conduct issues.
    Remain updated on developments and changes concerning relevant regulatory regulations.
    Develop and maintain a good understanding of the Firm's business groups and products in accordance with the relevant processes and procedures with a view to expanding and improving existing coverage.
    Actively participate in team meetings. Bringing solutions / suggestions / recommendations to the table
    Self-motivated, enthusiastic and proven rapid leaning capability and Ability to act proactively and independently.
    Demonstrated ability to handle multiple tasks in a fast-paced environment.
    Experience with Digital Reasoning, Actimize or e-communications surveillance platforms and tools
    Actively participate in team meetings. Bringing solutions / suggestions / recommendations to the table
    Self-motivated, enthusiastic and proven rapid leaning capability and Ability to act proactively and independently.
    Demonstrated ability to handle multiple tasks in a fast-paced environment.
    Experience with Digital Reasoning, Actimize or e-communications surveillance platforms and tools

    Posting End Date:

    *Job posting may come down early due to volume of applicants.

    We Value Diversity

    At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

    Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

    Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

    Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

    Applicants with Disabilities

    To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

    Drug and Alcohol Policy

    Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.
  • WELLS FARGO BANK

    Control Management Specialist

    5 hours ago

    WELLS FARGO BANK hyderabad, India

    About this role: · Wells Fargo is seeking a Control Management Specialist · In this role, you will: Participate in mitigating current and emerging risk exposures associated with the activities and operations of the assigned business group, and identify opportunity for process i ...

  • WELLS FARGO BANK

    Senior Control Management Specialist

    4 hours ago

    WELLS FARGO BANK hyderabad, India

    About this role: · Wells Fargo is seeking a Senior Control Management Specialist. · In this role, you will: Participate in identifying, assessing, managing, and mitigating current and emerging risk exposures within Control Management functional area for the targeted Technology D ...

  • WELLS FARGO BANK

    Senior Control Management Specialist

    5 hours ago

    WELLS FARGO BANK hyderabad, India Full time

    About this role: · Wells Fargo is seeking a Senior Control Management Specialist. · In this role, you will: Participate in identifying, assessing, managing, and mitigating current and emerging risk exposures within Control Management functional area. · Provide risk management c ...

  • WELLS FARGO BANK

    Control Management Specialist _COO

    5 hours ago

    WELLS FARGO BANK hyderabad, India

    About this role: · Wells Fargo is seeking a Control Management Specialist. We evaluate whether controls are well-designed and operating effectively. Our approach is tailored based on Risk and Control Self-Assessment (RCSA) data, and it supports proactive risk management in align ...

  • WELLS FARGO BANK

    Senior Supervisory Control Specialist

    5 hours ago

    WELLS FARGO BANK hyderabad, India Full time

    About this role: · Wells Fargo is seeking a Senior Supervisory Control Specialist · In this role, you will: Lead or participate in risk management, including supervisory risk and human capital risk within the private client group · Contribute to identify risks in the region and ...

  • WELLS FARGO BANK

    Senior Control Management Specialist

    5 hours ago

    WELLS FARGO BANK hyderabad, India Full time

    About this role: · Wells Fargo is seeking a Senior Control Management Specialist · In this role, you will: This position is within the Corporate and Investment Banking (CIB) Business Control organization. Responsibilities include, but are not limited to, providing risk manageme ...

  • WELLS FARGO BANK

    Senior Control Management Specialist

    11 hours ago

    WELLS FARGO BANK Hyderabad, India Full time

    About this role: · Wells Fargo is seeking a Senior Control Management SpecialistThis position is within the Corporate and Investment Banking (CIB) Business Control organization. Responsibilities include, but are not limited to, providing risk management and business subject matte ...

  • ADCI HYD 16 SEZ

    Transportation specialist II, Control Tower

    4 hours ago

    ADCI HYD 16 SEZ hyderabad, India Full time

    ATS NCM Control Tower · At Amazon we believe that every day is still day one. A day to take the first step and a day to look forward to new challenges. And today is that day for you. It's your day to be part of something great. A day to make your ideas come to life and your day t ...

  • ADCI HYD 16 SEZ

    Process Specialist, CT, Control Tower

    5 hours ago

    ADCI HYD 16 SEZ hyderabad, India Full time

    Network Flow Control Tower: · At Amazon we believe that every day is still day one. A day to take the first step and a day to look forward to new challenges. And today is that day for you. It's your day to be part of something great. A day to make your ideas come to life and your ...

  • ADCI HYD 13 SEZ

    AP Quality Control Specialist I, Accounts Payable Quality Control

    1 week ago

    ADCI HYD 13 SEZ Hyderabad, India Full time

    We are seeking a highly skilled and detail-oriented FinOps Quality Control Specialist to join our dedicated team. The ideal candidate will play a crucial role in ensuring the accuracy, compliance, and efficiency of Finance Operations (FinOps) processes. You will be responsible fo ...

  • Bristol Myers Squibb

    Specialist II, IT Service Management, Change Control

    2 days ago

    Bristol Myers Squibb Hyderabad, India

    Job Description · Working with Us · Challenging. Meaningful. Life-changing. Those aren't words that are usually associated with a job. But working at Bristol Myers Squibb is anything but usual. Here, uniquely interesting work happens every day, in every department. From optimizin ...

  • Bristol Myers Squibb

    Specialist II, IT Service Management, Change Control

    4 hours ago

    Bristol Myers Squibb hyderabad, India

    Job Description · Working with Us · Challenging. Meaningful. Life-changing. Those aren't words that are usually associated with a job. But working at Bristol Myers Squibb is anything but usual. Here, uniquely interesting work happens every day, in every department. From optimizin ...

  • Bristol Myers Squibb

    Specialist II, IT Service Management, Change Control

    5 hours ago

    Bristol Myers Squibb hyderabad, India

    Job DescriptionWorking with UsChallenging. Meaningful. Life-changing. Those aren't words that are usually associated with a job. But working at Bristol Myers Squibb is anything but usual. Here, uniquely interesting work happens every day, in every department. From optimizing a pr ...

  • HSBC

    Avp Compliance Assurance Services, Gsc's

    4 days ago

    HSBC Hyderabad, Telangana, India

    -Job description · **Some careers have more impact than others.** · If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. · HSBC is one of the largest banking and financial services organisations in the world, with opera ...

  • HSBC

    Avp Controls Assurance, Global Rcas

    5 days ago

    HSBC Hyderabad, India

    **Business**:Risk and Compliance Assurance Services · **Open positions:1** · **Role Title: Controls Assurance, Assistant Vice President** · **Global Career Band:5** · **Location **_(Country / City )_**:Hyderabad** · **Recruiter Name : Akshay5 Kumar** · **Why join us? **_(Overview ...

  • Olive Hospitals

    Pharmacy Incharge

    1 week ago

    Olive Hospitals Hyderabad, India

    Overseeing sales assistants, cashiers, shelf stockers, and other pharmacy employees. · - Preparing drugs and executing prescription orders for collection or delivery. · - Ordering pharmacy supplies and controlling the inventory on a daily basis. · - Enforcing best practice protoc ...

  • Rentokil Initial

    Field Biologist Telangana Agriculture Graduate Exp

    1 week ago

    Rentokil Initial Telangana, India

    **Rentokil Initial**: · **Our family of businesses**: · Rentokil Pest Control is the world's leading commercial pest control company, operating in 70 countries and ranked in the top 3 in 65 of those countries. Ranking in the top 3 in 38 of the 44 countries we operate in, Initial ...

  • ASSPL - Telangana - D82

    Transportation Representative, Noc

    1 week ago

    ASSPL - Telangana - D82 Telangana, India

    1)Bachelor's degree months of work experience. 3)Good communication skills - Trans Ops Representative will be facilitating flow of information between external 4)Proficiency in Excel (pivot tables, vlookups) 5)Demonstrated ability to work in a team in a very dynamic environment · ...

  • HSBC

    Avp Controls Assurance, Global Rcas

    2 days ago

    HSBC Hyderabad, India

    **Some careers shine brighter than others.** · If you're looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, s ...

  • techcarrot FZ LLC

    SAP Fi + Trm

    3 days ago

    techcarrot FZ LLC Hyderabad, India

    Driving SAP implementation project across Culinary Category. Responsible for projects support and roll outs in area of finance module of S/ 4 HANA system. · ROLES & RESPONSIBILITIES · **Good knowledge of Profitability Analysis and Product Costing Good Knowledge of Treasury and Ca ...