Jobs
>
Mumbai

    Compliance Officer – Financial Services - mumbai, India - Arin Consultancy Private Limited

    Arin Consultancy Private Limited
    Arin Consultancy Private Limited mumbai, India

    2 weeks ago

    Default job background
    Description

    We are seeking a Company Secretary and/or LLB years of experience) as our Head of Compliance who is looking forward to an extremely intense and challenging role in our asset management platform. An ideal candidate would be someone who has held senior position in a similar profile in the asset management / large NBFC / financial services space.

    Roles & responsibilities:

    a. Oversee and manage the compliance and secretarial functions end-to-end of the entire platform. NBFC (ND-SI), AIF, PMS, Investment advisor & stock broking compliances are the prime focus areas.

    b. Liaise with regulators like RBI, SEBI & ROC and other regulators as needed.

    c. Review and ensure submission of various regulatory filings

    d. Proactively advise the leadership team on potential compliance related risks and risk mitigation strategies.

    e. Monitor regulatory changes, assess impact on business, provide comments on consultative papers

    f. Over a period, expected to build a team for different sub-functions, as required

    g. Recommend and institutionalize best governance policies and practices.

    h. Interact with the board of directors and audit committee

    i. Establish an audit program for the various licenses

    j. Drafting and Review of commercial agreement

    DNA :

    – You will be expected to take a lot of initiative to do on-the-job learning about different financial instruments, products, regulatory structures – both onshore and offshore.

    – You will be required to be flexible across functions and lead multiple projects simultaneously.

    – We expect you to have higher energy, higher intellectual capability and a desire to handle bigger responsibilities than an average professional of your age/experience will generally do.

    In the long run, if you do well, you can expect to create disproportionately higher value for yourself.

    – Job location – Mumbai,

  • Arin Consultancy

    Taxation financial Services

    3 weeks ago

    Arin Consultancy Mumbai, India

    Accounting / Tax / Company Secretary / Audit Mumbai _Mumbai Western Suburbs_ August 14, August 14, 2024 Financial Services - Mutual Fund · **Job Overview**: · - **Office Location (Area) **Mumbai · - **Required Education **CA · - **Course Type **Full Time · - **Required Certificat ...

  • Capita

    Executive - Financial Services

    3 weeks ago

    Capita Mumbai, Maharashtra, India

    This role is responsible for the end-to-end activity involving on-time collection of outstanding customer balances by leveraging the Blackline Account Receivable Management Tool and accounting for the receipts in SAP / Blackline Cash Application tool. · **Job title**: · Executive ...

  • Arin Consultancy

    IT infrastructure financial Services

    4 weeks ago

    Arin Consultancy Mumbai, Maharashtra, India

    IT-Software Mumbai _Mumbai Western Suburbs_ February 24, February 24, 2025 Financial Services · **Job Overview**: · - **Office Location (Area) **Mumbai · - **Required Education **Diploma/BE/BCA/MCA +MCSE/CCNA · - **Course Type **Full Time · - **Min Required Experience (Years) **5 ...

  • Arin Consultancy

    Finance & Accounts - Financial Services

    3 weeks ago

    Arin Consultancy Mumbai, Maharashtra, India

    Accounting / Tax / Company Secretary / Audit Mumbai _Mumbai_ February 27, February 27, 2025 Financial Services · **Job Overview**: · - **Office Location (Area) **Mumbai · - **Salary Offer **Upto 15 LPA · - **Required Education **Chartered Accountant · - **Course Type **Full Time ...

  • Arin Consultancy

    Sales Executive financial Services

    3 weeks ago

    Arin Consultancy Mumbai, Maharashtra, India

    Sales / Business Development / Client Servicing Mumbai _Mumbai Western Suburbs_ April 24, April 25, 2025 Financial Services · **Job Overview**: · - **Office Location (Area) **Mumbai · - **Required Education **Post Graduate · - **Course Type **Full Time · - **Min Required Experien ...

  • Teamspace Financial Services

    MIS Executive at TeamSpace Financial Services

    6 days ago

    Teamspace Financial Services Mumbai, India Full time

    Job Requirements · Job Title: MIS Executive at TeamSpace Financial Services Pvt Ltd, Santacruz (East), Mumbai, Maharashtra · Company Name: TeamSpace Financial Services Pvt Ltd · Location: Santacruz (East), Mumbai, Maharashtra · Salary: ₹12,000 - ₹20,000 per month · Qualification ...

  • Capita

    Executive - Financial Services

    4 weeks ago

    Capita Vikhroli, Mumbai, Maharashtra, India

    Provides administrative support to call centre processes. · **Job title**: · Executive - Financial Services · Undertakes basic administrative tasks Ensures that complete documentation is maintained either in electronic or hard copy form. Transmits information or documents to cust ...

  • Branch International

    Financial Services

    3 days ago

    Branch International Mumbai, India

    Manage a quickly growing team to provide a world-class, operations team to delight our rapidly expanding customer base in India · - Support hiring and team onboarding processes for new hires · - Ensure various sub-teams set and hit aggressive productivity and quality goals · - Ma ...

  • WeHire Talent Solutions

    Financial Process Customer Service

    1 week ago

    WeHire Talent Solutions Mumbai, India

    Hiring for financial process customer service · location malad / thane · c1 communication in english required · international process · hsc with exp and grad fresher · grad exp · rotational shift · rotational off · drug test mandate · system will be provided · salary upto 27k · d ...

  • Arin Consultancy

    Nbfc Compliance financial Services

    2 weeks ago

    Arin Consultancy Mumbai, Maharashtra, India

    Compliance Mumbai _Mumbai Western Suburbs_ February 9, February 9, 2025 Financial Services · **Job Overview**: · - **Office Location (Area) **Mumbai · - **Course Type **Full Time · - **Min Required Experience (Years) **5 · - **Max Required Experience (Years) **10 · **Responsibili ...

  • Google

    Principal Architect, Financial Services

    1 week ago

    Google Mumbai, Maharashtra, India

    **Minimum qualifications**: · - Bachelor's degree in Computer Science, a related technical field, or equivalent practical experience. · - 15 years of experience as an enterprise architect in either a cloud computing environment or equivalent experience in a customer-facing role. ...

  • Google

    Principal Architect, Financial Services,

    3 weeks ago

    Google Mumbai, Maharashtra, India

    **Minimum qualifications**: · - Bachelor's degree in Computer Science, a related technical field, or equivalent practical experience. · - 15 years of experience as an enterprise architect in either a cloud computing environment or equivalent experience in a customer-facing role. ...

  • Riverforest Connections

    Microfinance Sales; Leading Financial Service

    3 weeks ago

    Riverforest Connections Mumbai, India

    **Responsibilities** · - Build relationships with key decision makers in large MFIs and Small Finance Banks (SFBs) to set up and grow the MFI business · - Grow revenue across existing MFI / SFB accounts and reduce receivables · - Hunt new MFI / SFB accounts and build significant ...

  • Arin Consultancy

    Investment Risk compliance financial Services

    3 weeks ago

    Arin Consultancy Mumbai, India

    Compliance Mumbai _Mumbai Western Suburbs_ August 14, August 14, 2024 Mutual Fund · **Job Overview**: · - **Office Location (Area) **Mumbai · - **Required Education **CA, CFA, CS with Risk Management background · - **Min Required Experience (Years) **8 · - **Max Required Experien ...

  • 3A Financial Services

    Tele Marketing Executive

    4 weeks ago

    3A Financial Services Mumbai, India

    **Job Summary** · Immediate Joining · No of Vacancies: 15 nos · Job Location: Kandivali West · A pioneer of unlisted share dealers 3A Financial Services LTD is looking for agents experience and freshers outbound calls. Should have basic mathematics and shares knowledge. · **Respo ...

  • Mutta Financial Services

    Accounting Associate

    4 weeks ago

    Mutta Financial Services Mumbai, India

    **MUTTA FINANCIAL SERVICES LLC** · **WE ARE HIRING** · **JOB POSITION: Accounting Associate** · **REQUIREMENTS**: · 1.CMA/ACCA/MBA/M.COM · 2.2+ years of experience in Accounting, Finance and Compliance Work. · 3.2+ years of Post Qualification Experience in Accounting Firm. · 4.Kn ...

  • Mutta Financial Services

    Cordinator

    4 weeks ago

    Mutta Financial Services Mumbai, India

    **MUTTA FINANCIAL SERVICES LLC** · **WE ARE HIRING** · **JOB POSITION: Administrator** · **REQUIREMENTS**: · 1.MBA/M.COM/Graduate in any field · 2.Experience in Administrative support · 3.Excellent organizational and time management skill · 4.Discretion and ability to maintain co ...

  • Eagleye HR Consultants

    Financial Content Writer- Financial Services, Mumbai

    3 weeks ago

    Eagleye HR Consultants Andheri, Mumbai, Maharashtra, India

    **Responsibilities**: · - Develop compelling financial content, including articles, on global markets investing and global stock markets. · - Exhibit creativity and imagination in writing, ensuring a fresh, consistent, and customer-friendly writing style. · - Demonstrate proficie ...

  • Datamatics Financial Services

    International Bd

    3 weeks ago

    Datamatics Financial Services Mumbai, India

    Sales and Business Development · Full Time · Mumbai, India · This role is required to identify and develop new clients in US/Canada/UK regions. Managing all Sales activities and establishing/maintaining relationships at all levels. The role would thus be responsible and accountab ...

  • Datamatics Financial Services

    Domestic Voice

    3 weeks ago

    Datamatics Financial Services Mumbai, India

    Customer Service (Voice) · Full Time · Mumbai, India · Job Responsibilities · To answer customers calls and solve customer queries/ complaints or grievances. · To provide all necessary information asked by the customers. · Maintain quality standard and ensure adherence to the qua ...