Compliance Executive - Surat, India - Estabizz Fintech Private Limited

Estabizz Fintech Private Limited
Estabizz Fintech Private Limited
Verified Company
Surat, India

1 week ago

Deepika Kaur

Posted by:

Deepika Kaur

beBee Recuiter
Description

Looking for Compliance Executive Intern for a Stock Broking Firm in Surat

About Us -Estabizz Fintech Private Limited


Estabizz Fintech (Estabizz Jobs) is a leading Manpower agency in Gujarat that makes sure an array of job opportunity is filled with skilled professionals in different sectors.

Whether you are looking for Jobs in the banking, pharmaceutical, têxtile or digital marketing sales, research, education, BPO etc., Estabizz is adept at matching your needs with that of the Company requirements.


We wish to introduce ourselves as Estabizz Fintech, which is a fast-growing conglomerate, focused on altering the landscape of the future with intelligent and innovative thinking.

We see the opportunity to create a world where everything is customized to the shape and size of our dreams and designed to unfold just the way we planned.

Through the implementation of radically advanced technology and an integrated business model.

  • Handling all Compliances related to SEBI and various Exchanges in Cash, F&O, Currency and Commodity Segments
  • Adhering into Compliance calendar of all Exchanges in all segments
  • Responsive & Written Correspondence with SEBI & various Exchanges
  • Preparation of MIS reports
  • Filing, drafting replies of matter related to arbitration, SEBI and all exchanges.
  • Handling IGRC matters with BSE and NSE and resolving client complaints
  • Coordinating with legal counsels and advisors
  • Handling compliances related to PMS, DP & Broker
  • Taking care of timely Reporting related to Exchange. Checking the data of reporting through different aspects and identify the problems in the data part of reporting
  • Reading Circulars and amendments
- taking care of Internal Audit

  • Taking care of AP and Audit part
  • MOM Drafting and updating to the concern

Experience:
1 years (relevant experience)


Required Skills:


  • Well versed with handling of all Compliance & Legalities
  • Tech savvy & systems oriented
  • Good spoken and written English
  • Convincing Abilities

LOOKING FOR CANDIDATES FROM STOCK BROKING FIRMS

Regards
Ila Dixit(Sr. HR Recruiter)

Estabizz Fintech Private Limited


Salary:
₹20, ₹30,000.00 per month


Schedule:

  • Day shift
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