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    Securities Operations Associate Manager - Bengaluru, India - WELLS FARGO BANK

    WELLS FARGO BANK
    WELLS FARGO BANK Bengaluru, India

    1 week ago

    WELLS FARGO BANK background
    Full time
    Description
    • Wells Fargo India solutions enables global talent capabilities for Wells Fargo Bank NA., by supporting over half of Wells Fargo's business lines and staff functions across Technology, Operations, Risk Services and Knowledge Services. EGS operates in Hyderabad, Bengaluru and Chennai in India and in Manila, Philippines. Learn more about EGS at our International Careers website .

      Department Overview

      Wealth & Investment Management (WIM) is one of the nation's leading providers of financial and investment services in the United States offering a full range of products and services to meet clients' unique needs and help them achieve financial goals. It consists of six different lines of business, one of which is Wells Fargo Advisors group. Within WFA, this requirement is with Brokerage Operations.

      About the Role

      Wells Fargo Brokerage Ops is seeking for a Securities Operations Associate Manager for Credit Monitoring & Reporting and Collateral Operations. This candidate will be primarily responsible for managing a team of specialists working on transactional tasks ensuring quality and compliance with the procedures. The team deals with stringent cutoffs and tight deadlines, the candidate should therefore possess the sense of urgency and willingness to go beyond the expectations. The candidate is expected to be the SME on the process and will be the first point of escalation for the team and where required will be expected to perform complex transaction processing/ QC tasks.

      Primary Responsibilities:

      Is responsible for performing a variety of operational tasks for highly complex securities or cash related transactions or processes that require good knowledge of unit functions and systems. Duties may include:
    • Managing a team of specialists working on transactional tasks ensuring quality and compliance with the procedures.
    • Be the first point of contact for all delivery tasks and escalations.
    • Good understanding of market participants like custodian, clearinghouse, brokers, Investment Managers, exchange and various products like stock/equity, mutual fund, bonds etc.
    • Leads and/or participates in production/ Process improvement efforts; and addresses procedural impacts.
    • Provides management level reporting including service quality, volume tracking, and/or staff performance.
    • SME of the process/look after the overall process delivery.
    • Make sure all the functions are cross trained appropriately and all the function have backups to manage the staff leave management.
    • Ensure team consistently meets delivery expectations and resolve issues related to reporting, career path and related activities for direct reports.
    • Collaborate and influence all levels of professionals including more experienced managers.
    • Lead team to achieve objectives.
    • Develop and guide a culture of talent development to meet business objectives and strategy.
    • Essential Qualifications:
    • 9+ years of Securities/Custody/Investment banking experience, preferably on Credit Margin and Collateral Management Business.
    • Understands the functionalities of US capital markets and various products like stock/equity, mutual fund, bonds etc.
    • Understands the risk areas associated with the process and ability to resolve the issues/escalations diligently.
    • Detail-oriented with good problem-solving skills.
    • 1+ years of Leadership experience.
    • Excellent communication skills.
    • Commerce Graduate with /MBA preferably in Finance vertical
    • Desired Qualification:
    • Very good problem solving and analytical and numerical skills.
    • Must have experience of interacting with US customers/ stake holders.
    • Working Hours: 6:30pm to 3:30am IST

      Work location: Bangalore-India
    Posting End Date:
    12 May 2024
    *Job posting may come down early due to volume of applicants.

    We Value Diversity

    At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

    Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

    Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

    Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

    Applicants with Disabilities

    To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

    Drug and Alcohol Policy

    Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.
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