- Managing compliance certification requirements such as quarterly board certifications and other periodic certifications
- Performing negative news searches (e.g., Conduct Refinitiv World-Check One) as part of the anti-money laundering processes for SSGA
- Administration of regulatory filings not limited to data and information gathering, maintenance of filing obligations calendar, coordinating subject matter expert reviews of filings and tracking completion
- Providing data to Regulatory Reporting Team for Annual SHCA Schedule 3 regulatory reporting support
- Conducting Quarterly Global Security Access Reviews
- Preparing materials for internal and external audits and examinations, coordinating subject matter experts and ensuring requests are responded to timely
- Creating and maintaining procedures for functions performed.
- Collaborate with the global Compliance and Business departments to evaluate current processes, identify areas for improvement, and suggest and implement solutions.
- Assistance with production of reporting and analytics on the market surveillance program, including Key Risk and Key Performance metrics, for reporting to legal entity boards and risk committees
- Assist with reviewing communication and trade surveillance for assigned asset class/investment group, raise inquiries of suspicious red flags of violating regulatory rules or internal policies, analyze, investigate, draw conclusions and communicate monitoring results and escalation to business representatives and other constituents
- 8-12 years of work experience, preferably in the financial industry or asset management industry, with a focus on risk and compliance
- Strong analytical thinking, problem solving, research, time management, and verbal and written communication skills, including an ability to actively communicate concerns
- Strong technical skills for project management, creating presentations, reports, and data analytics
- Demonstrated organizational skills (including being able to balance multiple tasks) and acute attention to detail
- Capable of producing high quality and/or final work product and solutions in a rapidly changing environment with tight deadlines, including the skill to prioritize and allocate projects and workflow to ensure timely and accurate delivery
- Collaborative by nature with the capability to help others achieve more
- Ability to form and cultivate positive relationships with internal partners
- Strong sense of ethics and personal integrity
- A positive attitude that motivates and inspires others
- Bachelor's Degree from a reputed Institution
-
Compliances
1 day ago
Treebo Hotels Bengaluru, IndiaDuties/Responsibilities · - Responsible for reconciliation of data, filing GST, TDS returns. Identify leakage if any for the input tax · credits not being availed · - Assist in month end closure along with preparation of pnl and balance sheet schedules · - Assist in both statutor ...
-
Associate-compliance
2 days ago
Ricago Bengaluru, IndiaResponsible for handling operational works related to compliances · - Location Bangalore · - Expreience Upto 1 year experience years · - Qualification BCom / BSc / LLB · **RESPONSIBILITIES**: · RICAGO is a technology platform in Governance, Risk & Compliance (GRC) space and helps ...
-
Compliance Officer
1 day ago
Career-guide Bengaluru, Karnataka, IndiaManaging Statutory Compliances related to PF, ESIC, PT etc., - Getting Registration, Renewals, Filings - Handling operational activities of Compliances - Managing compliances using the software tool - Extensively using excel to update and manage compliances - Any other tasks as m ...
-
Gm Compliance
12 hours ago
TALCHEMIST Bengaluru, India**GM-Corporate Compliance**: · Indian Maufacturing Conglomerate · years · Bangalore · **QUALIFICATION** · Company Secretary · - Compliance with all SEBI guidelines and agreement with the Stock Exchange. Drafting and vetting of Agreements. Providing Training on the compliance of c ...
-
Factory Compliance
4 days ago
Proactive Talent Search Bengaluru, Karnataka, IndiaSkill : Very strong In Establishment compliance, Factory compliance, CLRA compliance / Audit & Query Handling for Pan India & With very Good Knowledge of advanced Excel. · Position - Executive / Senior Executive · Salary Per Month · Location Bangalore · **Salary**: ₹25, ₹40,000.0 ...
-
Labour Compliance
4 days ago
Aavana Corporate Solution Pvt Ltd Bengaluru, IndiaResponsible for understanding and documenting accurately and comprehensively technology current and target state architectures/ policy/ law ( PAN INDIA) · - Labor laws i.e., Quarter/ Half/ & Yearly Returns, Contract RC, Factory License, · - Creating a strong network of contacts w ...
-
Compliance Executive
3 days ago
Technique Facility Maintenance Services Pvt. Ltd. Bengaluru, India**COMPLIANCE EXECUTIVE** · **Experience: 02-05 Years** · **Qualification: MSW/MBA** · **Location: Manyata Tech Park, Bangalore.** · **Responsibilities**: · - PF, ESIC, Statutory, Annual returns. · - Submission of forms · - Visit to Labour office · - Minimum Wages. · Preferred **M ...
-
Tax Compliances
3 days ago
2COMs Bengaluru, IndiaWe have an opening with one of our clients for Bangalore location: · - Position - Tax Compliance · **Profile for Tax Compliance**: · - Should know how to prepare GST returns - monthly/ quarterly/ annual · - GSTR-1, GSTR-3B, GSTR-9/9C. · - Preparing of TDS quarterly returns. · - C ...
-
Compliance and Security
3 days ago
AANSEACORE INC. Bengaluru, IndiaWe are looking for an experienced Compliance and Security Senior Technical Specialist who will support a major region for the security related topics under C&S scope covering PAM, RSA, Vormetric, Proof point, Hardening. He / she would oversee these security platforms / tools and ...
-
Payroll & Compliances
4 days ago
Talent Onboard Bengaluru, India**Payroll & Compliances** · - He should possess good communication skills and need to handle multi-company, multi-Clients payroll. · - Profficient in all payroll & related compliances like TDS, PF, ESI. · - Exposure in handling large & multi payrolls with experience of handling p ...
-
Compliance Associate
4 days ago
Gain Bengaluru, Karnataka, India**The role**: · We are seeking a highly motivated and experienced Security Compliance Associate to join our team. The Security Compliance Associate will be responsible for developing, implementing, and managing the company's security compliance program. This role involves ensurin ...
-
Associate - Compliance
12 hours ago
CSC (Corporation Service Company) Bengaluru, Karnataka, India**Associate** · **Bangalore** · **45 Hours weekly** · **Hybrid** · **Intro**: · Intertrust, a CSC company is a dynamic, international and growth-oriented company. We provide you with outstanding opportunities for your professional and personal development through our local and gl ...
-
Compliance Architect
1 day ago
Tata Consultancy Services Bengaluru, Karnataka, IndiaMust-Have · Strong knowledge on SCCM & Satellite server · Knowledge on Patching solutions · On-Prem Hosting Compliance Services organization who maintains security and compliance of Windows and Linux Servers Operating Systems · Information Security requirements and mitigating ris ...
-
Accounting and Compliance
4 days ago
Talent Onboard Bengaluru, India**Accounting and Compliance** · - Handling of Audits & finalization independently is also a must Working with Accounts Outsourcing companies with exposure on handling multi clients is an added advantage. · - Must have hands on experience with Tally and should have handled GST ret ...
-
IT Risk and Compliance
2 days ago
Elastic Bengaluru, IndiaElastic is a free and open search company that powers enterprise search, observability, and security solutions built on one technology stack that can be deployed anywhere. From finding documents to monitoring infrastructure to hunting for threats, Elastic makes data usable in rea ...
-
Compliance Officer, In
3 days ago
ASSPL - Karnataka Bengaluru, India**Basic Qualifications and Experience**: · - Bachelor's degree or equivalent with 10+ years of experience in related field. · - 10+ years of related experience handling law enforcement matters or similar investigative experience with law enforcement or security agencies, includin ...
-
Compliance Auditor
2 days ago
Underwriters Laboratories Inc. Bengaluru, India: · At UL, we know why we come to work.: · Thousands of us around the world wake up every day with a common purpose: to make the world a safer, more secure and sustainable place. Science is in our DNA; we are endlessly curious and passionate about seeking and speaking the truth. ...
-
Compliance Associate
3 days ago
RRS People Works Pvt Ltd Bengaluru, India**Roles and Responsibilities** · Knowledge of labour laws · good communication skills · Conversant with LL, CLRA, S&E Act, Factory Act, · Handled multiple clients. · Hands on experience working on labour laws. · **Salary**: Up to ₹250,000.00 per year · **Benefits**: · - Provident ...
-
Compliance India
3 days ago
JPMorgan Chase Bank, N.A. Bengaluru, IndiaAs a Scrum Master, you'll act as a servant leader for your team(s) by facilitating clear communication to management and to the team. Our Scrum Masters are open, approachable, collaborative, and enjoy working with passionate people. They're proactive in solving problems to help t ...
-
Compliance Officer
3 days ago
Excelfore Corporation Jayanagar, Bengaluru, Karnataka, IndiaWHO WE ARE · Excelfore provides the end-to-end data connectivity platform for the digital lifecycle management of edge devices in heterogeneous environments. Excelfore has enabled automotive OEMs to build the next generation of connected and autonomous cars. Excelfore's innovativ ...
US Compliance - Bengaluru, India - State Street
Description
State Street Global Advisors ("SSGA") is the asset management business of State Street Corporation, one of the world's leading providers of financial services to institutional investors, with a heritage dating back over two centuries. The SSGA Compliance team works to ensure that SSGA meets all regulatory requirements globally and is a trusted partner for clients on regulatory and compliance issues. This role is within the SSGA Compliance team in Bangalore. The team is an extension of SSGA Compliance teams globally and provides compliance support to Compliance and Businesses in SSGA.
Why this role is important to us
The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.
Key Responsibilities:
This role is to deliver on compliance responsibilities in support of the North America compliance program and the global market surveillance program within SSGA, including:
Basic Qualifications/ Skills:
Recognized Financial, Compliance and/or Risk Certifications