- University (Degree) Preferred Work Experience
- 2+ Years Required; 3+ Years Preferred Physical Requirements
- Physical Requirements: Sedentary Work Career Level
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Compliance Associate
3 weeks ago
Third Bridge Mumbai, IndiaCompany Description · Third Bridge was founded on the belief that human insights drive intelligent investment decisions. · To make the right investment decisions, our clients require access to the most relevant experts and their insights - we enable this through private consultat ...
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Associate - Compliance
3 weeks ago
TIAA Mumbai, Maharashtra, IndiaAssociate - Compliance (Monitoring, Surveillance & Reporting) - IN · The role assists with performing all phases of compliance monitoring and surveillance activities, including data collection, developing the scope, documenting applicable risks and controls, developing reproducib ...
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Compliance Associate
2 weeks ago
TIAA Mumbai, IndiaCompliance Associate · The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business p ...
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Associate, Compliance
3 weeks ago
Ares Management Mumbai, Maharashtra, IndiaOver the last 20 years, Ares' success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. T ...
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Compliance Associate
2 weeks ago
Third Bridge Mumbai, IndiaCompany Description · Third Bridge was founded on the belief that human insights drive intelligent investment decisions. · To make the right investment decisions, our clients require access to the most relevant experts and their insights - we enable this through private consultat ...
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Compliance Associate
2 weeks ago
Third Bridge Mumbai, IndiaCompany Description · Third Bridge was founded on the belief that human insights drive intelligent investment decisions. · To make the right investment decisions, our clients require access to the most relevant experts and their insights - we enable this through private consultat ...
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Compliance Associate
3 weeks ago
dezerv. Mumbai, Indiadezerv. is India's first expert-led investment platform. dezerv. is co-founded by Sandeep Jethwani, Vaibhav Porwal, and Sahil Contractor. They have led and founded successful wealth management businesses and managed over USD 7 billion in assets. The dezerv. team brings together d ...
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Compliance Associate
1 week ago
Guidepoint Global Mumbai, India**Overview** · The Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts ...
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Associate, Compliance
3 weeks ago
Ares Management Mumbai, Maharashtra, IndiaOver the last 20 years, Ares' success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. T ...
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Associate, Compliance
3 weeks ago
Ares Management Mumbai, Maharashtra, IndiaOver the last 20 years, Ares' success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. T ...
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Compliance Associate
1 week ago
Third Bridge Mumbai, IndiaCompany Description · Third Bridge was founded on the belief that human insights drive intelligent investment decisions. · To make the right investment decisions, our clients require access to the most relevant experts and their insights - we enable this through private consultat ...
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Compliance Associate
3 days ago
Third Bridge Mumbai, IndiaCompany Description · **Please be aware, this role is an entry level position and we will require you to be in our Mumbai office a minimum of 1 day a week.** · Third Bridge was founded on the belief that human insights drive intelligent investment decisions. · To make the right i ...
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Compliance Associate
1 day ago
TIAA Mumbai, Maharashtra, IndiaAssociate - Compliance (Marketing Review) · The Research and Marketing materials Quality Associate is an integral role that will perform monitoring and periodic spot checks in accordance with defined standards and stated requirements, and will assist in review, create Fact sheets ...
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Associate, Compliance
1 week ago
Ares Management Mumbai, IndiaOver the last 20 years, Ares' success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. T ...
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Associate Compliance
1 week ago
Newfold Digital Mumbai, IndiaWho we are: · What you'll do & how you'll make your mark: · - Review and analyse online payments. · - Verify documents received as proof of payments and account ownership. · - Processing Domain Arbitration cases. · - Resolving Domain name ownership disputes. · - Monitor resource ...
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Corporate Compliance Associate
2 weeks ago
Ares Management Mumbai, IndiaOver the last 20 years, Ares' success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. T ...
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Compliance Mortgage Associate
3 weeks ago
Koodoo Mumbai, Maharashtra, India**Compliance Associate**: · ***About Blenheim Chalcot** · ***Blenheim Chalcot is one of the leading venture builders in the world. We have been building exciting and disruptive businesses for over 20 years across sectors including FinTech, EdTech, GovTech, Media, Sport, Charity a ...
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Compliance Audit Associate
3 weeks ago
Third Bridge Mumbai, IndiaCompany Description · - Third Bridge Connections provides private equity firms, hedge funds and strategy consultants with the information that they need to understand the value of their investment opportunities. · - Our vision for delivering deep insight and unbiased market intel ...
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Compliance Operations Associate
2 weeks ago
Third Bridge Mumbai, IndiaCompany Description · Third Bridge was founded on the belief that human insights drive intelligent investment decisions. · To make the right investment decisions, our clients require access to the most relevant experts and their insights - we enable this through private consultat ...
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Associate Ecc Compliance
5 hours ago
TIAA Mumbai, Maharashtra, IndiaCompliance Associate · The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business p ...
Compliance Associate - Mumbai, India - TIAA
Description
Associate - Compliance (Marketing Review)The Research and Marketing materials Quality Associate is an integral role that will perform monitoring and periodic spot checks in accordance with defined standards and stated requirements, and will assist in review, create Fact sheets and marketing materials ensuring compliance with local regulatory requirements.
Educational Requirements
6IC
Related SkillsAdaptability, Collaboration, Communication, Compliance, Conflict Management, Detail-Oriented, General Risk Management, Problem Solving, Relationship Management, Risk Mitigation, Risk Reporting
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Company Overview
TIAA Global Capabilities was established in 2016 with a mission to tap into a vast pool of talent, reduce risk by insourcing key platforms and processes, as well as contribute to innovation with a focus on enhancing our technology stack. TIAA Global Capabilities is focused on building a scalable and sustainable organization , with a focus on technology , operations and expanding into the shared services business space.
Working closely with our U.S. colleagues and other partners, our goal is to reduce risk, improve the efficiency of our technology and processes and develop innovative ideas to increase throughput and productivity.
We are an Equal Opportunity/Affirmative Action Employer. We consider all qualified applicants for employment regardless of age, race, color, national origin, sex, religion, veteran status, disability, sexual orientation, gender identity, or any other protected status.