- Thorough understanding and knowledge of SEBI FPI Regulations, Operating guidelines, SEBI (Custodian of Securities) Regulations, RBI Debt and RBI nondebt Rules.
- Conducting enhanced due diligence and PMLA checks while onboarding FPI and FDI clients and ensure that the investment structure is in line with the Regulatory framework.
- Verification of client documentation / due diligence prior to onboarding as per the Company Policy.
- Review verification and updation of SOPs/Policies / processes pertaining FPI/FDI client onboarding, DDP and other compliance policies / processes including PMLA
- Review / interpretation and implementation of various regulatory circulars, guidelines, developments and dissemination of the same in a timely manner along with its impact to the clients and businesses.
- Attending to regulatory inspections and internal audits pertaining to client onboarding, DDP and Custodian functions
- Ensure timely submission of periodic reports for DP, Custody and DDP activities to SEBI, NSDL and other authorities.
- Engaging with client / sales team / product team on queries relating to new products / client registration / renewal / Re-KYC / modification etc.
- Handling and updating of NSDL DDP portal for client registration / renewal / modification / surrender and transition cases.
- Provide support / assistance for various ad hoc queries / requirements of SEBI.
- Database / MIS / Record maintenance pertaining to FPI clients.
- Handling regular periodic compliances private companies and other eventbased compliances, including
- Coordinating with internal teams for the Board & Committee Meetings, preparation of Minutes and recordings.
- Liaising with various security market intermediaries like RTAs, Stock Exchanges, SEBI, Depositories, Depository Participants etc.
- Drafting of Annual Declaration and documents to be obtained from Directors at the time of appointment/reappointment/annual declaration.
- Change in directors documentation for approval by NSE and documentation for intimation to SEBI, BSE, NSDL and CDSL.
- Preparation of Directors report, MDA, Corporate Governance Report, CSR reports, Tracking payment of dividend.
- Respond to availability of data/information wrt Observation in Secretarial Audit & Regulatory Audits /Inspection
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Securities Services Operation
6 days ago
JPMorgan Chase Bank, N.A. Mumbai, IndiaWe recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis ...
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Security Service Provide
1 week ago
Aviyana Ventures Pvt Ltd Mumbai, IndiaResponsibilities include: · Designation :Security Service Provide · Sales and Marketing Manager · Experience : Minimum 8 year · Salary : · Age : 35 Under · Have Experience in Sales and Marketing · **Salary**: ₹25, ₹30,000.00 per month · Schedule: · - Day shift · Ability to commu ...
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Cib Securities Services
1 week ago
JPMorgan Chase Bank, N.A. Mumbai, IndiaCIB Securities Services - Global Client Service & Solutions · Corporate & Investment Bank is a global leader across investment banking, wholesale payments, markets and securities services. The world's most important corporations, governments and institutions entrust us with their ...
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Cyber Security Services Sales
1 day ago
Smart India tranning Pvt. Ltd Mumbai, India**JOB DESCRIPTION: -** · **Inside Sales Executive** · **Experience years** · **Salary Package - 4,75,000 - 6,00,000 P.A.** · **Training Offered for the following**: · To remotely approach a targeted and finely curated list of IT solution buyers who are in need of cyber security s ...
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JPMorgan Chase Bank, N.A. Mumbai, India**Corporate and Investment Bank (CIB)**: · - Securities Services Product Control - Mumbai** · **Global Finance & Business Management ("GF&BM") India **is a combined LOB-aligned (Line of Business-aligned) finance & business support team located in India and is part of JPMorgan's g ...
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Security Services Specialist
1 week ago
Deutsche Bank Mumbai, IndiaJob Description: Client Facing Role – FPI / Transactional Management Team – India Securities MarketTimings: 6/6:30 AM onwardsLocation: NKP, Goregaon East, Mumbai · Positive Impact. · It's what drives us. More than a claim, this describes the way we do business.Our purpose as a bu ...
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Security guard services
6 days ago
Individual Mumbai, India Full timeSecurity guards keep a watchful eye on activities using CCTV cameras and security systems. They monitor for suspicious behavior and respond to alarms promptly.Security guards document their observations and activities through detailed reports. This includes logs of patrols, incid ...
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Customer Service Executive @iifl Securities
5 hours ago
IIFL Securities Thane, India**IIFL Securities is Hiring For Customer Service Executives.** · Customer Service are a part of the company whose primary responsibility is to solve partners queries related to financial products via call. They are also responsible to achieve their daily & monthly targets. · **Sa ...
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Associate Professional Security Compliance
1 week ago
DXC Technology Mumbai, IndiaProven experience of supporting IT/Security Infrastructure. · - Hands on experience with at least one of the main cloud vendors (Amazon Web Services, Azure, Google Cloud Platform). · - Experience of Cloud native Security Tools (e.g. AWS Security Hub, Azure Security Centre). · - K ...
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Security Governance 4 to 6 Years Mumbai
1 day ago
Capgemini Mumbai, IndiaPlay a role in the delivery of GRC consultancy services, customer facing. · - Support customer to deliver IT Security Governance to attend Security Working Groups with customer. · - Provide potential security related Service improvements. · - Review potential remediation options ...
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Cyber Security
5 days ago
UpMan Placements Mumbai, IndiaJob Location- Mumbai, India- Experience (in Years Job Type- Full Time**Job Description**: · Job Title: · Global Cyber Security Governance Delegate · Department: · Cyber security · Reporting to: · Grade: · M · Designation: · Manager · About ERGO Technologies and Services India · E ...
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Network Security Architect
1 week ago
growel softech Mumbai, Maharashtra, IndiaIndian Financial Technology & Allied Services · **Job Description**: · Role Summary · Security Architect · Cloud Services · AVP / DVP · Mumbai · Head Cyber Security · A Network Security Architect shall be responsible for the design, evaluate, test & implement innovative, agile & ...
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Cloud Solution Architect-azure
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Noventiq Mumbai, India**Noventiq is hiring** · Noventiq (the brand name of Cyprus-registered Softline Holding plc) is a leading global solutions and services provider in digital transformation and cybersecurity, headquartered and listed in London. The company enables, facilitates and accelerates digit ...
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Information Technology Auditor
4 days ago
Connexial Digital Technology Mumbai, India**Job Description**: · JD below: · 2-4 yrs exp · Mumbai (CST) · Budget · - as per company (Max 6 -7 lpa) · **ITGC/IS-IT Audit**: · - Infrastructure Security Controls · - Change Management Controls · - User Access Management Controls · - HR Security Controls · - Application Contro ...
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Cib R&a
1 week ago
JPMorgan Chase Bank, N.A. Mumbai, India**CIB - Securities Services - Product Development End-to-End Onboarding (E2E Onb) - Associate** · **About J.P. Morgan Corporate & Investment Bank** · J.P. Morgan is a leader in financial services, working in collaboration across the globe to deliver the best solutions and service ...
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Information Security
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Sampoorna Computer People Mumbai, India**Job Summary** · - Experience: · 2 - 4 Years · Location: · Mumbai · - Designation: · Information Security - Mumbai - A.Con · Degree: · BE-Comp/IT, BEd, BSc-Comp/IT, BSc-Other, BTech-Comp/IT, BTech-Other, MCA, ME-Comp/IT, ME-Other, MSc-Comp/IT, MS-Comp/IT, MSc-Other, MS-Other, MT ...
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Information Security
1 week ago
BookMyShow Mumbai, India**Your Role**: · BookMyShow is looking for a skilled information security analyst to be part of our InfoSec team. As an information security analyst, you will be responsible for monitoring, fixing the security issues, interacting with different teams regarding security issues, an ...
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Slp Coordinator
1 week ago
ASSPL - Maharashtra Mumbai, Maharashtra, IndiaGraduation with minimum 3 years of experience in the field of Security, Loss Prevention, Shrinkage, Asset Protection, Investigations, Inventory University degree level or equivalent through experience and professional certification. Ø A minimum of 3- 5 years in law enforcement or ...
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Cyber Security Governance
3 days ago
2COMs Mumbai, IndiaOur client is IT MNC part of one of the major insurance groups based out of Germany and Europe. The Group is represented in around 30 countries worldwide, with Over 40,000 people worldwide, focusing mainly on Europe and Asia. Our client offers a comprehensive range of insurances, ...
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Security Operation Analys
1 week ago
Integrated Personnel Services Private Limited Mumbai, IndiaJob Description · - About Us · - Integrated Personnel Services Ltd. (IPSL) incorporated in the year 2004, with intent to deliver integrated solutions for Recruitment, HR Management / processing and HR outsourcing for IT and Non-IT companies that exactly matching to the client's r ...
SBI-SG Global Securities Services - Mumbai, India - SBI-SG Global Securities Services Pvt Ltd
Description
SBI-SG Global Securities Services Pvt. Ltd is a joint venture between State Bank of India & Societe General Securities Services. We are scouting of talent in Secretarial and compliance team.The JD is mentioned below:
Qualification - Company Secretary
LLB would be an added advantage
PROFILE / JD - COMPLIANCE
SBI-SG Global Securities Services professionals in Mumbai
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Martin Chiriyankandath
International Event Manager
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Himanshu Mehta
Capital Market Reference Data
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Arvind Mahajan
Head of IT
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Shivkumar Parmar
US Recruitment Manager/ Account Manager
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Subash Kumar Ray
Head Sales and Marketing -Iron and Steel industry
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Rachana Bhumkar
SAP Manager