Jobs
>
Bengaluru

    Regulatory Reporting Assurance - Bangalore City, India - State Street

    State Street
    State Street Bangalore City, India

    11 hours ago

    State Street background
    Full time
    Description

    The Regulatory Reporting Assurance (RRA) department is a management assurance team in the Controller's Organization within Corporate Finance. The Regulatory Assurance team is responsible for the independent verification of controls and processes over global regulatory reporting, including Liquidity Reporting, Basel, Comprehensive Capital Analysis and Review (CCAR), and areas of high risk and enhanced regulatory focus. The primary focus of the team is the review and assessment of the quality of information pertaining to reporting, conformance to regulatory instructions, and the assessment of relevant risk management programs. The team works closely with other functions across Finance, Global Treasury, Risk Management and Business Units, as well as other assurance functions. This is an opportunity to join a transforming group and actively participate in its development and maturity, to learn about key regulatory requirements and gain an understanding of all areas of the company's business.

    RRA has a mission to:

    • Provide credible challenge to management to drive compliance with regulatory and policy requirements
    • Support executive management and the board by reporting on the effectiveness of key financial and regulatory processes
    • Advise in the proactive identification of operational and compliance risks and effective mitigation strategies through effective business partnership
    • Offer risk and control insights to improve business results that are predicated on collaborative business partnerships.

    Key Responsibilities:

    • Execute a framework to test if the internal systems supporting compliance with regulatory requirements and expectations are properly designed, documented and implemented and include appropriate governance and data quality controls
    • Review and provide feedback on deliverables
    • Perform risk assessments to identify areas requiring detailed testing
    • Lead and participate in reviews, including assessing the internal control environment, developing testing strategies and reviewing control and sample data testing
    • Lead and participate in discussions with process and control owners to assess inherent risks, identify controls and control gaps, by conducting walkthroughs
    • Challenge, assess, detail test the design and operating effectiveness of controls
    • Identify, document and maintain evidence supporting process and controls objectives. Lead the identification and risk assessment of issues and work with management to track issues to resolution
    • Draft recommendations and liaise with the business units to remediate risks, findings and gaps identified during the validation process
    • Provide updates to management as needed
    • Engage key business partners to facilitate completion of assigned deliverables and explain results
    • Cultivate relationships across the Finance organization and Corporation with key constituency groups, such as Regulatory Reporting, Product Controllers, Operations, Treasury, Technology and Risk
    • Develop subject matter expertise in regulatory requirements, best practices and expectations
    • Identify and drive transformation efforts to further enhance the functionality of RRA as a first line of defense team
    • Provide day to day coaching and guidance to teammates

    Job Requirements:

    Education and Experience:

    • Bachelor's Degree in Accounting, Chartered Accountant (CA) and/or Certified Public Accountant (CPA) with years of progressive auditing experience; preferably financial services and/or Big 4
    • Certified Internal Auditor (CIA) / Chartered Financial Analyst (CFA) certification or candidate is a plus
    • Familiarity with FRB regulations and SEC requirements associated with the Financial Services Industry
    • Knowledge/work experience in IT General control testing and Data Analytics is a plus

    Skills/ Knowledge:

    • Deep understanding of the internal control environment
    • Strong knowledge of liquidity reporting like FR 2052a, NSFR and Liquidity Coverage Ratio.
    • Knowledge of banking products and services, especially loans, deposits, securities and derivatives
    • Auditing skills and experience in the review and interpretation of regulatory requirements
    • Exceptional analytical and critical thinking abilities; able to develop and convey a point of view
    • Strong oral and written communication skills; ability to effectively challenge and influence
    • Demonstrated leadership capabilities with solid interpersonal skills and the ability to work collaboratively across all organizational tiers. A strong customer service mindset is a must
    • Must be proactive and a goal oriented strategic thinker with ability to identify creative solutions
    • Demonstrated ability to manage workloads and prioritize deliverables; ability to be flexible
    • Strong attention to detail and accuracy
    • Ability to multi-task and take on a challenging workload and assignments
    • Ability to be proactive with minimal direction, ability to work independently and meet deadlines
    • Ability to thrive in a team environment, working collaboratively with others
    • Inquisitive and curious about business and functions, strong desire to learn
    • High energy and positive attitude
    • Professionalism, dependability, integrity and trustworthiness combined with a cooperative attitude

    For further information, and to apply, please visit our website via the "Apply" button below.

  • State Street

    Regulatory Reporting Assurance

    9 hours ago

    State Street Bengaluru, India Full time

    The Regulatory Reporting Assurance (RRA) department is a management assurance team in the Controller's Organization within Corporate Finance. The Regulatory Assurance team is responsible for the independent verification of controls and processes over global regulatory reporting, ...

  • State Street

    Regulatory Reporting Assurance

    11 hours ago

    State Street Bangalore, India OTHER

    The Regulatory Reporting Assurance (RRA) department is a management assurance team in the Controller's Organization within Corporate Finance. The Regulatory Assurance team is responsible for the independent verification of controls and processes over global regulatory reporting, ...

  • State Street

    Regulatory Reporting Assurance

    2 days ago

    State Street Bangalore City, India Full time

    The Regulatory Reporting Assurance (RRA) department is a management assurance team in the Controller's Organization within Corporate Finance. The Regulatory Assurance team is responsible for the independent verification of controls and processes over global regulatory reporting, ...

  • HSBC

    Avp - Disclosures Assurance, Rcas Ca

    1 day ago

    HSBC Bengaluru, India

    -Job description · **Some careers shine brighter than others.** · If you're looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offe ...

  • Moody's

    Quality Assurer

    3 days ago

    Moody's Bengaluru, India

    Role/Responsibilities: · - Establishing and implementing the quality standards for ServiceNow development products or services · - Collecting and analyzing quality assurance data in coordination with stakeholders to ensure the quality of project deliverables · - Monitoring qualit ...

  • Green Tree Enterprise

    Required Garments Industry-line Qc/qa

    1 day ago

    Green Tree Enterprise Bengaluru, India

    Hi, · Preferred: - Only Experience in the Garments Industry.. · **Key Responsibilities Area: -Line/QC/Finishing QC** · **Roles & Responsibilities: -** · **JOB DESCRIPTION** · **DRAFT QUALITY ASSURANCE POLICIES AND PROCEDURES.** · **INTER PERT AND IMPLEMENT QUALITY ASSURANCE STAND ...

  • Version 1

    R&d Operations Co-ordinator

    3 days ago

    Version 1 Bengaluru, India

    Company Description · Version 1 is an organisation delivering impactful changes to help our customers navigate the rapidly changing digital-first world. · We've got over 3200 empowered and driven individuals with over 25 years' experience of delivering excellence to our customers ...

  • NTT Ltd.

    Service Quality Technician

    1 day ago

    NTT Ltd. Bengaluru, India

    NTT is a leading global IT solutions and services organisation that brings together people, data and things to create a better and more sustainable future. · In today's 'iNTTerconnected' world, connections matter more now than ever. By bringing together talented people, world-cla ...

  • BHIVE Workspace

    Sales Trainer

    2 days ago

    BHIVE Workspace Bengaluru, Karnataka, India

    BHIVE Workspace · - Bangalore · - Referral Category: Category 3 · - 5-8 Years · - Master of Business Administration in Sales marketing, or a related field (preferred). · - **Experience Range**: 8-10 years · **Qualification**:Master of Business Administration in Sales marketing, o ...

  • EY

    Supervising Associate

    1 day ago

    EY Bengaluru, India

    At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build ...

  • Wyzmindz solutions pvt ltd

    Quality Auditor

    3 days ago

    Wyzmindz solutions pvt ltd Bengaluru, India

    **Job Title: Call Center Quality Assurance Analyst** · **Job Purpose**: · The Call Center Quality Assurance Analyst is responsible for evaluating customer interactions with call center representatives to ensure adherence to company policies and procedures, as well as identifying ...

  • Shell

    Irm Compliance and Assurance Advisor

    1 day ago

    Shell Bengaluru, India

    **The Role**: · **Where you fit in?** · **What's the Role?** · The role is critical in ensuring that IT risk to Shell is reduced to an acceptable level and managed effectively.This is achieved by delivering quality compliance assurance that controls have been executed correctly, ...

  • Qualitest

    10847 - Automation - Java/selenium/restassured - #1

    1 day ago

    Qualitest Bengaluru, India

    Automation Engineer: · **Job Description**: · **Responsibilities**: · Â- Work as part of cross functional team developing and implementing UI and/or API automation in an Agile environment · Â- Develop a deep understanding of the business context under which your team operates and ...

  • Wells Fargo

    Business Execution Associate

    2 days ago

    Wells Fargo Bengaluru, India

    **Business Execution Associate** - Reg W Transaction reporting** · **About Wells Fargo** · **About Wells Fargo India** · Wells Fargo India enables global talent capabilities for Wells Fargo Bank NA., by supporting business lines and staff functions across Technology, Operations, ...

  • Skillety Technologies

    Manual Testing

    1 day ago

    Skillety Technologies Bengaluru, Karnataka, India

    **Qualifications**: · Bachelor's degree in Computer Science, Computer Engineering or equivalent · 5+ years of experience in software testing · 2+ years as a lead of a quality assurance team · 1+ Year experience working with API automation · 1+ years of experience in Information s ...

  • Wells Fargo

    Business Execution Associate

    2 days ago

    Wells Fargo Bengaluru, India

    **About this role**: · Wells Fargo is seeking a Business Execution Associate. · **Business Execution Associate** · **- Reg W Services** · **About Wells Fargo** · **About Wells Fargo India** · Wells Fargo India enables global talent capabilities for Wells Fargo Bank NA., by suppor ...

  • ANZ Banking Group

    Technology Assurance Partner

    2 days ago

    ANZ Banking Group Bengaluru, India

    **Date**: 06-Apr-2023 · **Location**: Bengaluru, IN · **Company**: ANZ Banking Group Limited · About the role · Technology is integral to supporting ANZ's purpose - shaping a world where people and communities thrive - because what we do underpins most customer experiences, from ...

  • eliterecruitments

    Information Security Risk Assessor

    2 days ago

    eliterecruitments Bengaluru, India

    **Information Security Risk Assessor (ISRA)**: · We are looking for an Information Security Risk Assessor (ISRA) to join our client's team. In this role, you will play a crucial part in securing our projects by design through the delivery of Information Security Assurance Plans b ...

  • HomeLane

    Factory Qc Intern

    3 days ago

    HomeLane Bengaluru, Karnataka, India

    1. Maintain a safe and clean work environment by enforcing company safety standards · - 2. Monitor compliance with quality assurance procedures and standards · - 3. Coordinate the activities of operators. · - 4. Ensure that production targets are met in a timely and efficient man ...

  • TripFactory

    Quality Auditor

    1 day ago

    TripFactory Bengaluru, India

    **Job Description: Quality Analyst - Travel & Tourism Industry** · **Key Responsibilities**: · **Quality Assurance and Evaluation**:Design and implement quality assurance programs, standards, and procedures tailored to the unique needs of the travel and tourism sector. · Develop ...