Jobs
>
Pune

    Risk & Compliance Role - Pune, India - Live Connections Consultants

    Live Connections Consultants
    Live Connections Consultants Pune, India

    1 week ago

    Default job background
    Description
    Risk & Compliance

    I


    Basic Information:

    Job Title:
    SDM/SSDM Report to (Job Title) BDM

    Department:
    Compliance Services Direct Reports (Job Title) N/A

    Division GGB-UK Location Pune/Mumbai

    As a global insurance brokerage, s to provide the best service to its customers. The is a crucial component of our ability to provide industry-leading quality and customer service, helping our global teams serve our end customers better, meet regulatory requirements and improve speed to market.) supports various divisions of, providing premier service to our customers around the globe.

    The GSC has grown into a team of more than 10,000 employees across four locations Kolhapur, Shimoga, Bengaluru Pune and Mumbai, providing reliable, fast and high-quality support to field staff.

    Working at the GSC gives you the opportunity to join a growing global organization. We offer our employees an unmatched professional environment to use their skills, improve their knowledge and deliver tangible results.

    We want to empower you to make a difference, take control and make an impact. r believes that all persons are entitled to equality in our employment opportunities.


    III

    Position Summary:


    This is a full-time hybrid role as a Manager - Governance, Risk and Compliance Centre of Excellence to support Artex Risk and Solutions.

    The Manager will be responsible for day-to-day tasks related to compliance management, regulatory compliance governance, financial crime- compliance testing and analytical skills.

    This role is located in Pune, with flexibility for some remote work.

    IV


    Primary Responsibilities:

    • Develop and oversee control systems to prevent or deal with violations of regulatory measures and internal policies.
    • Draft, modify and implement company policies and procedures.
    • Evaluate the efficiency of controls and seek to improve them continuously
    • Revise procedures, reports etc. periodically to identify instances of inadequacy or nonconformity
    • Respond to queries providing guidance and advice on matters relating to Risk & Compliance for new and existing clients/investors across all levels, client service teams and directly with the client/investors
    • Collaborate with stakeholders to monitor enforcement of standards and regulations
    • Review the work of colleagues when necessary to ensure compliance and provide advice or training
    • Keep abreast of regulatory developments in the jurisdictions where we operate as well as evolving best practices in governance, ongoing monitoring, compliance and control
    • Prepare reports for senior management and external regulatory bodies as appropriate
    • Maintain the risk management program that identifies and evaluates potential risks and their potential impact on the company
    • Maintain and monitor the internal control system to ensure compliance with company policies, procedures, and applicable regulatory measures
    • Collaborate with other departments to support implementation of risk mitigation strategies, controls, and procedures to minimize identified risks
    • Compile, populate and circulate relevant risk and compliance client onboarding documents for review by the Client Onboarding Committee
    • Support the maintenance of risk assessments, governance evaluations and compliance audits to identify potential areas of noncompliance, in accordance with relevant standards, laws and regulations
    • Ensure adequate and timely reporting, escalation and remediation of deficiencies
    • Work with the wider Risk, Compliance and Operations teams within Artex globally, in developing and implementing new global and local Risk tools and processes and provide risk support to the same
    • Provide support with external and internal auditors, regulators, and other stakeholders with respect to addressing risk and compliance matters for multiple jurisdictions
    • Monitor Client Risk Profiles, processing and resetting next review dates, and maintain company Client Risk Matrices.
    • Develop, maintain and oversee a calendar of compliance and risk reporting, Board and Committee meetings, and client commitments as applicable to develop a strong risk culture
    V


    Qualifications:

    • Bachelor's/PG degree in a relevant field
    • Provide people management and development responsibilities and ensure team service level standards are met and Conduct regular performance review with the team
    • Oversee new client on boarding and implement process enhancements to improve client on boarding experience.
    • Perform quality reviews on new client and refresh cases, ensuring a high level of quality before cases are finalized
    • Perform KYC tasks, including monitoring and tracking of the KYC records and Appendix approval process, assisting with the development and execution of action planning for expiring records, and ensuring records are not past due
    VI


    Skills and Competencies:

    • Compliance Management and Regulatory Compliance skills
    • Risk Management, Governance and Compliance Control Testing
    • Strong Analytical Skills
    • Excellent written and verbal communication skills
    • Ability to work independently and remotely
    • Experience in the insurance industry is a plus
    VII. Minimum Major Any Graduate or Post Graduate

    • Degree 1Bachelor 0Master
    • Licenses/Certificates
    • CAMS, ACAMS, AML

    Work Experience:

    • 12+ Years of experience in KYC & AML is preferred
    • Should have good experience in team handling for 5 + years
    • Position Hierarchy
    • Process Associate/Process Analyst > Senior Process Analyst > Team Manager/Senior Team Manager > Service Delivery Manager > Senior Service Delivery Manager > Business Leader
    • Remuneration, Perks and Stocks (as applicable)
    )
  • Tata Communications

    Jr Customer Service Executive

    1 week ago

    Tata Communications Pune, India

    **Job Family Descriptor Roles and Responsibilities**: · **RBI Compliance Activities**: · Coordinate Vulnerability Assessment and Penetration Testing (VAPT) scans and track mitigation efforts. · Assist in failover testing and restoration drills to ensure business continuity. · Mon ...

  • Tata Communications

    Jr Customer Service Executive

    1 week ago

    Tata Communications Pune, India

    **Job Family Descriptor** · **Roles and Responsibilities**: · - RBI Compliance Activities: · - Coordinate Vulnerability Assessment and Penetration Testing (VAPT) scans and track mitigation efforts. · - Assist in failover testing and restoration drills to ensure business continuit ...

  • S&P Global

    Compliance Officer

    6 days ago

    S&P Global Pune, India

    **The Role**: Compliance Officer · **Grade ( relevant for internal applicants only )**: Grade 9 · **The Location**: Pune · **The Team**: The Compliance team in primarily based in Mumbai and has compliance related responsibilities for S&P Global Ratings team (& affiliates/vendors) ...

  • Mangalam Placement

    Company Secretary

    1 week ago

    Mangalam Placement Pune, India

    **Location** · Pune · **Experience** · 6-8 Years · **Key Skills** · Company Secretary, FEMA, Companies Act, Company Law, Secretarial compliance, SEBI · **Position: Company Secretary** · **Qualification: CS** · **Experience: 5 to 8 years** · **Location: Pune** · **Job description* ...

  • Amura Marketing Technologies

    Executive - Finance

    4 days ago

    Amura Marketing Technologies Pune, India

    **Job Title**:Executive - Finance** · **Years of Experience: 1 - 2 years** · **Job Location: Pune (On-site)** · **About Company**: · Amura Marketing Technologies is a next-generation MarTech company that delivers end-to-end marketing and sales solutions to leading brands in India ...

  • The Bank of New York Mellon Corporation

    Associate, Compliance

    5 days ago

    The Bank of New York Mellon Corporation Pune, Maharashtra, India

    **BNY Mellon Global Job Posting Template** · **Updated: Jan. 29, W. Wilber · Associate, Compliance & Control Representative I · **_Bring your ideas. Make history. _** · BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and tec ...

  • Western Union

    Off I, Aml Compliance

    4 days ago

    Western Union Pune, India

    **Officer AML Compliance - Pune, India** · Are you passionate about preventing money laundering and other criminal activity? Are you interested in being part of a cutting-edge compliance team? Are you interested in joining a globally diverse organization where our unique contribu ...

  • Skillventory

    Payments Compliance for Leading Nbfc

    5 days ago

    Skillventory Pune, India

    **Payments Compliance For Leading NBFC**: · - From 6 to 9 year(s) of experience · - ₹ Not Disclosed by Recruiter · - Puneor · **Roles and Responsibilities** · Work closely with internal teams to ensure the relevant legal and regulatory requirements are well understood and are ref ...

  • Mangalam Placement

    Gm Legal

    5 days ago

    Mangalam Placement Pune, India

    **Company**: · Belrise Industries Limited · **Location** · Pune · **Experience** · 15-20 Years · **Key Skills** · Litigation, Company Secretary, Compliance, Non Litigation, IPOs · **Position: GM Legal & CS position** · **Qualification: LLB, CS** · **Experience: 10 to 20 years** · ...

  • amdocs

    Media Operations Technician

    1 week ago

    amdocs Pune, Maharashtra, India

    **Job ID**:184796 · **Required Travel**: Minimal · **Managerial - No** · **Location**:India · - Pune (Amdocs Site)** · **Who are we?**: · Amdocs helps those who build the future to make it amazing. With our market-leading portfolio of software products and services, we unlock our ...

  • ZS

    Compliance Associate

    2 days ago

    ZS Pune, Maharashtra, India

    : · **ZS** is a place where passion changes lives. As a management consulting and technology firm focused on transforming global healthcare and beyond, our most valuable asset is our people. Here you'll work side-by-side with a powerful collective of thinkers and experts shaping ...

  • Barclays

    Functions Gtsm Salesforce Ops Sme

    1 day ago

    Barclays Pune, India

    Job title : Functions GTSM Salesforce Ops SME · Location: Pune · About Barclays · Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations a ...

  • Atlas Copco (India) Private Ltd.

    Paralegal-global Trade Compliance

    4 days ago

    Atlas Copco (India) Private Ltd. Pune, Maharashtra, India

    **Paralegal-Global Trade Compliance**: · - Functional area: Research and Development- Country: India- City: Pune- Company name: Atlas Copco (India) Private Ltd.- Date of posting: Jan 24, 2024Our solutions are a key part of most industries - electronics, medical research, renewabl ...

  • BNY Mellon

    Associate, Compliance

    2 days ago

    BNY Mellon Pune, India

    BNY Mellon Pune, IndiaPosted 24 minutes ago Permanent Competitive · **Overview** · **Grade - G** · **Timings for Chennai Location - **2:00 pm till 10:30 pm IST · - **Timings for Pune Location - **5:30 pm till 2:30 pm IST**Overview of BNY Mellon** · BNY Mellon is a global financia ...

  • Credit Suisse

    Compliance Officer

    5 days ago

    Credit Suisse Pune, India

    **Your field of responsibility** · As a part of role, your responsibility includes: · - Responsible for strong Governance and Control framework for employee/ business/ vendor compliance · - Assist and provide advisory across divisions on meeting Compliance standards, applicable p ...

  • TransformHub

    SAP Security

    5 days ago

    TransformHub Pune, Maharashtra, India

    **SENIOR ENGINEER - SAP SECURITY** · **Key Responsibilities** · - User Access Management: Create, modify, and revoke user access rights within the SAP environment based on approved business roles, ensuring appropriate segregation of duties and compliance with company policies and ...

  • Barclays

    Compliance Assurance Review Team Support

    1 week ago

    Barclays Pune, Maharashtra, India

    Job Title : Compliance Assurance Review Team Support · Location: Pune · About Barclays · Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments opera ...

  • sun security services pune

    Statutory Compliance Executive

    1 week ago

    sun security services pune Pune, India

    Greetings From Sun Security Services · **Job Description**: · Role: Compliance Executive · Experience: 1 To 5 years · Industry Type: Security Service · Additional Information: · No. of position:01 · Job location: Magarpatta, Pune. · **Salary**: Industry Standards. · Contact Numbe ...

  • The Bank of New York Mellon Corporation

    Associate, Compliance

    3 days ago

    The Bank of New York Mellon Corporation Pune, India

    Supports the day-to-day efforts related to assessing whether assigned areas are in compliance with relevant laws, rules, regulations and policies and that control mechanisms are being deployed as expected. Under mínimal supervision, assists with the monitoring and reporting of es ...

  • Cacti Global

    Account Assistant

    5 days ago

    Cacti Global Pune, Maharashtra, India

    Perform day-to-day accounting activities, including journal entries, reconciliations, and financial reporting. · - Ensure compliance with US GAAP, IFRS, and Local GAAP in all accounting processes and procedures. · - Assist in the preparation of financial statements and management ...