- 1-3 years of experience in Mutual Funds
- Qualifications: B.Com, ACS
- Industry: Mutual Fund
- Responsible for reviewing, monitoring, and filing of Advertising Materials, PPTs, Articles, Fact Sheets
- Responsible for reviewing, interpreting, monitoring, and implementing circulars/notifications issued by SEBI/AMFI/PMLA
- Prepare Reports with SEBI/AMFI/Board of Directors of Asset Management Company/Trustee Company as per SEBI Mutual Fund Regulations, 1996
- Due diligence/verification of Compliance Policies and Compliance Manual
- Pre and Post Committee Meeting Functions preparation of agenda papers, reports, minutes, etc.
- Preparation & Updation of Scheme Information Document/Key Information Memorandum/Statement of Additional Information
- Verification of compliances of various acts applicable to the AMC, Trustee, and Mutual Fund
- Coordination with Internal and Statutory Auditors
- Coordination within Internal Departments
- Maintenance of Statutory Records and MIS
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Compliance Manager
2 days ago
Khaitan & Co Mumbai, IndiaFocus Areas · Conflict Check · SEBI Prohibition of Insider Trading · Qualifications: CS + LLB (Mandatory) · Post Qualification Experience: 5-12 years · Reporting to: Chief Risk, Audit and Compliance Officer · Industry: BFSI, Big 4 and other Consulting Firms · The incumbent will b ...
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Compliance Manager
3 weeks ago
FlexiLoans Mumbai, IndiaManager-Compliance · Who we are: · FlexiLoans is a technology based Digital financing platform started with an endeavor to solve the problems that small businesses face in accessing Quick, Flexible and Adequate funds for growing their Businesses. Our vision is to give "Financial ...
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Compliance Manager
4 days ago
Klass Global Advisors LLP Mumbai, IndiaCompany Description · Klass Global Advisors LLP is an advisory and consultancy firm based in Mumbai. With over 2 decades of experience, we provide holistic and effective services in the fields of accounting, finance, and management consultancy. Our specialized and professional se ...
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IT Compliance Manager
2 weeks ago
JIGSERV Digital Mumbai, India Full timeRole Details: · The IT Compliance Manager is responsible for ensuring that the bank's IT systems and processes adhere to regulatory requirements and industry standards. This role involves developing and implementing IT compliance strategies, managing audits, and collaborating wit ...
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Compliance Manager
1 week ago
HDFC Credila Financial Services Limited Mumbai, IndiaHDFC Credila Financial Services Limited is a leading education loan provider in India. It offers customized loan solutions for students pursuing higher education in India and abroad. With a simplified application process, competitive rates, and flexible repayment options, HDFC Cr ...
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Compliance Manager
1 week ago
SIG Mumbai, IndiaOverview · SIG is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. · We are currently seeking a Compliance Mana ...
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Compliance Manager
3 weeks ago
Noventiq mumbai, IndiaDescription · Noventiq is hiring · Noventiq (the brand name of Cyprus-registered Softline Holding plc) is a leading global solutions and services provider in digital transformation and cybersecurity, headquartered and listed in London. The company enables, facilitates and acc ...
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Compliance Manager
20 hours ago
Khaitan & Co Mumbai, IndiaJOB RESPONSIBILITIES · Coordinate Short Training Programs and Deliver Induction Modules · Design and Track the Delivery of Training and Development programmes · Explore and implement new Learning Technologies and Methodologies · Plan and assess the ROI of training / development ...
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Senior Compliance Manager-Compliance Testing
3 weeks ago
IDFC FIRST Bank mumbai, IndiaRole Job Title : Senior Compliance Manager – Compliance Testing · Function Department: Compliance · Job Purpose: · Responsibilities typically include designing testing strategies, conducting reviews, analysing data, preparing reports, continuous engagement with stakeholders ...
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Compliance Manager
2 weeks ago
FlexiLoans Mumbai, IndiaManager-Compliance · Who we are: · FlexiLoans is a technology based Digital financing platform started with an endeavor to solve the problems that small businesses face in accessing Quick, Flexible and Adequate funds for growing their Businesses. Our vision is to give "Financial ...
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Compliance Manager
3 weeks ago
Michael Page mumbai, IndiaOnly Candidates with 6+ years of experience apply · Only Candidates based in Mumbai · About Our Client · Our client is one of the consumer leading company. · Job Description · Reporting to the General Counsel you will be responsible for: · Enhancing legal compliance acros ...
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Manager, Compliance
1 hour ago
JLL Mumbai, IndiaJOB RESPONSIBILITIES · Location: Preferably Bangalore, Mumbai, Gurugram, · Govern and run the compliance audit program for labor compliances for multiple locations in India. · Manage JLL and client audits on labour compliance, identify lacuna, run action plans spanning vendors, o ...
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Compliance Manager
3 weeks ago
HDFC Credila Financial Services Limited Mumbai, IndiaHDFC Credila Financial Services Limited is a leading education loan provider in India. It offers customized loan solutions for students pursuing higher education in India and abroad. With a simplified application process, competitive rates, and flexible repayment options, HDFC Cr ...
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Manager - Compliance
3 weeks ago
Tata AIA Life Insurance mumbai, IndiaJOB DESCRIPTION · A Position Overview · Position Title · Manager Compliance · Department · Compliance · Level/ Band · Manager · Count · 1 · Locations · Lower Parel, Peninsula Business Park, Mumbai · Role Summary: · Implementation of AML/CFT Guidelines/Regulat ...
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Compliance Manager
3 weeks ago
FlexiLoans mumbai, IndiaManager-Compliance · Who we are: · FlexiLoans is a technology based Digital financing platform started with an endeavor to solve the problems that small businesses face in accessing Quick, Flexible and Adequate funds for growing their Businesses. Our vision is to give "Financial ...
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Manager - Compliance
22 hours ago
Tata AIA Life Insurance Mumbai, IndiaJOB DESCRIPTIONA Position OverviewPosition TitleManager ComplianceDepartmentComplianceLevel/ BandManagerCount1LocationsLower Parel, Peninsula Business Park, MumbaiRole Summary:Implementation of AML/CFT Guidelines/Regulations issued by the regulator and ensuring compliance.Impleme ...
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Manager – Compliance
3 weeks ago
Arin Consultancy Private Limited mumbai, IndiaKey roles & responsibilities: · Compliance · RBI reporting · All applicable compliances under NBFC Regulations. · Assist in various audits: PPM Audit, Internal Audit and Statutory Audit · Draft/ Prepare/ Review/ Annual Trustee Compliance Test Report · Assist in preparatio ...
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Legal Compliance Manager
4 days ago
ICICI Lombard Mumbai, IndiaUrgent Opening for Legal Compliance Manager in ICICI Lombard. · Interested candidates may apply by sending their updated resumes to with subject line as 'Legal Compliance Manager' along with the following details mentioned in the mail body: · Current CTC: · Expectation : · tota ...
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Manager - Risk & Compliance
2 weeks ago
GeBBS Healthcare Solutions Mumbai, IndiaDesignation: Manager - Risk & Compliance · Work Location: Navi Mumbai · Department: Compliance · Office Time: 12pm to 9pm / 1pm to 10pm · Education: Chartered Accountant · Exp: 5+ years post Qualification · Work from Office · Duties & Responsibilities: · As Manager, you wi ...
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Tax Compliance Manager
2 weeks ago
Tata Communications Mumbai, India Full timeTax Compliance Manager · Qualifications: · Chartered Accountant having 8 plus year of post qualification experience. · Extensive experience in leading tax compliance functions for the APAC region, with exposure to international jurisdictions. Strong knowledge of direct and indire ...