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    Team Lead AML/KYC - Mumbai, India - DBS Bank

    DBS Bank
    DBS Bank Mumbai, India

    10 hours ago

    dbs bank background
    Description
    Team Lead AML/KYC-(WD50580)

    Job Description

    Job Purpose
    The job is to manage the Risk & Governance associated with KYC / AML for Institutional Banking Group. It also includes Data submission to regional office Regulatory Correspondence (RBI Audit – KYC AML), Concurrent Audit – (KYC AML), Implementation of new initiatives projects / initiatives. Team management role to also oversee the IBG customer onboarding team consisting of CDD Maker and CDD Checker.

    Key Accountabilities
    KYC (AML/CFT)

  • Systems infrastructure
  • Handling of Audit (Regulatory and Concurrent audits queries pertaining to AML KYC)
  • Regulatory Engagement
  • Regulatory reporting / Remediation Exercises

    • Job Duties & responsibilities
    Team management role. Manage the IBG customer onboarding team consisting of CDD Maker and CDD Checker :

  • Audit & Regulatory Engagement for KYC/AML
  • Active engagement with internal/external auditors including Concurrent Audit, RBI.
  • KYC (AML/CFT)
  • IBG reporting for Tranche 1 & 1A for AML KYC
  • IBG monthly/Quarterly reporting on AML KYC
  • System Infrastructure queries/setup.
  • Assist RM's on KYC queries pertaining to client on-boarding.
  • Timely completion of client re-KYC and Monthly Risk Review
  • Track, Monitor regulatory items like IBG Deferrals, Negative Balances, i/w cheque returns, STR cases, weed-out activity
  • FATCA-CRS Compliance and Annual Reporting
  • Conduct monthly FEMA Task Force, facilitate resolution of issues, alerts and action points tracking for the monthly meeting
  • Represent IBG suitably in AMLOC/ RGG/ IMC or Group Forums as applicable
  • Transaction / AML alerts - Following up with concerned teams for closure of alerts.
  • Other IBG-COO Responsibilities:
  • Taking on additional projects as and when nominated by IBG COO / other BU heads in DBS India

    • Required Experience

  • Operational Risk Management / Audit for IBG
  • Sufficient knowledge and experience of the Unit's business operations and processes
  • Understanding of regulations related to AML/KYC/CFT locally as well as for the group
  • Ability to provide balanced perspective between business expediency and risk & control
  • Ability to communicate effectively
  • Good Experience into MS Excel working.

    • Education / Preferred Qualifications

  • CA / MBA with 15-20 years of experience

    • Core Competencies

  • Analytical Skill
  • Audit
  • Self Motivated
  • Strong Interpersonal skills
  • Ability to carry out Senior Management interactions independently

    Work Relationship
  • All Business Unit & Support Units, Legal, Compliance, Operational Risk, Credit and Operations. Additionally close coordination with group IBG COO office is required.
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