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    Assistant Manager - Mumbai, India - Tata AIA Life Insurance

    tata aia life insurance background
    Description
    A Position Overview
    Position Title
    Assistant Manager - Compliance
    Department
    Compliance
    Level/Band
    301

    Role Summary:
    Responsible for ensuring that company's processes etc. meet the regulatory. Review of controls to comply with various regulatory requirements.
    B Organizational Relationships
    Reports To
    AVP – Compliance
    Supervises
    Compliance Review & Testing
    C Job Dimensions
    Geographic Area Covered
    Pan India
    Stakeholders Internal
    All functions as applicable as per the reviews assigned
    D Key Result Areas
    Regulatory Compliance & Review / Testing

    Assist in/Work on:

    • Standalone reviews of various areas across the critical functions of the organization as per Annual Compliance Review plan
    • Regulatory Compliances: Verification of compliances in place for the new regulations implemented
    • Analysis of IRDAI orders on peer insurers and testing of compliance levels of the company thereof
    • Investment Compliance verification
    • Any other time bound assignments related to regulatory compliance monitoring.
    E Skills Required
    Technical
    §

    Good Knowledge of MS Office
    Behavioral
    Essential
    Desired
    Interpersonal skills

    • Communication skills
    • Creative thinking skills
    • Supervising/Leadership skills
    • Teamwork Skills
    • Influencing skills
    • Relationship Building skills
    • Decision making skills
    • F Incumbent Characteristics
    Essential
    Desired
    Qualification
    CA/ CA Finals
    CS, MBA, LLB
    Experience
    3+ years
    Experience in Internal audit, Compliance reviews and testing
    Should be from Life Insurance
    Knowledge and experience in Information security audits , Data analysis , Using ACL /other audit tools etc.


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