- Standalone reviews of various areas across the critical functions of the organization as per Annual Compliance Review plan
- Regulatory Compliances: Verification of compliances in place for the new regulations implemented
- Analysis of IRDAI orders on peer insurers and testing of compliance levels of the company thereof
- Investment Compliance verification
- Any other time bound assignments related to regulatory compliance monitoring.
- Communication skills
- Creative thinking skills
- Supervising/Leadership skills
- Teamwork Skills
- Influencing skills
- Relationship Building skills
- Decision making skills
- F Incumbent Characteristics
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Assistant Manager - Mumbai, India - Tata AIA Life Insurance
Description
A Position OverviewPosition Title
Assistant Manager - Compliance
Department
Compliance
Level/Band
301
Role Summary:
Responsible for ensuring that company's processes etc. meet the regulatory. Review of controls to comply with various regulatory requirements.
B Organizational Relationships
Reports To
AVP – Compliance
Supervises
Compliance Review & Testing
C Job Dimensions
Geographic Area Covered
Pan India
Stakeholders Internal
All functions as applicable as per the reviews assigned
D Key Result Areas
Regulatory Compliance & Review / Testing
Assist in/Work on:
Technical
§
Good Knowledge of MS Office
Behavioral
Essential
Desired
Interpersonal skills
Desired
Qualification
CA/ CA Finals
CS, MBA, LLB
Experience
3+ years
Experience in Internal audit, Compliance reviews and testing
Should be from Life Insurance
Knowledge and experience in Information security audits , Data analysis , Using ACL /other audit tools etc.