- Develop, implement, and maintain a comprehensive program that aligns with best practices and regulatory requirements.
- Conduct regular risk assessments to identify potential areas of noncompliance.
- Design and implement effective controls to mitigate identified risks.
- Stay up to date on evolving regulations and industry standards and update the program accordingly.
- Ensure effective communication and training on policies and procedures across the organization.
- Proactively identify, assess, and prioritize potential risks.
- Develop and implement mitigation strategies to minimize the likelihood and impact of violations.
- Monitor activities and investigate potential breaches.
- Report on risks and mitigation efforts to senior management.
- Oversee activities across different departments within the organization.
- Conduct audits and investigations to ensure adherence to policies and regulations.
- Develop and implement disciplinary actions for noncompliance.
- Work collaboratively with various departments (e.g., legal, finance, operations) to ensure integration.
- Effectively communicate complex concepts and regulations to both technical and non-technical audiences.
- Collaborate effectively with internal and external stakeholders, including regulators and legal counsel.
- Develop and deliver training programs on policies and
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Compliance Manager
2 days ago
Khaitan & Co Mumbai, IndiaFocus Areas · Conflict Check · SEBI Prohibition of Insider Trading · Qualifications: CS + LLB (Mandatory) · Post Qualification Experience: 5-12 years · Reporting to: Chief Risk, Audit and Compliance Officer · Industry: BFSI, Big 4 and other Consulting Firms · The incumbent will b ...
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Compliance Manager
4 days ago
Klass Global Advisors LLP Mumbai, IndiaCompany Description · Klass Global Advisors LLP is an advisory and consultancy firm based in Mumbai. With over 2 decades of experience, we provide holistic and effective services in the fields of accounting, finance, and management consultancy. Our specialized and professional se ...
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Compliance Manager
3 weeks ago
FlexiLoans Mumbai, IndiaManager-Compliance · Who we are: · FlexiLoans is a technology based Digital financing platform started with an endeavor to solve the problems that small businesses face in accessing Quick, Flexible and Adequate funds for growing their Businesses. Our vision is to give "Financial ...
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IT Compliance Manager
2 weeks ago
JIGSERV Digital Mumbai, India Full timeRole Details: · The IT Compliance Manager is responsible for ensuring that the bank's IT systems and processes adhere to regulatory requirements and industry standards. This role involves developing and implementing IT compliance strategies, managing audits, and collaborating wit ...
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Compliance Manager
1 week ago
HDFC Credila Financial Services Limited Mumbai, IndiaHDFC Credila Financial Services Limited is a leading education loan provider in India. It offers customized loan solutions for students pursuing higher education in India and abroad. With a simplified application process, competitive rates, and flexible repayment options, HDFC Cr ...
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Compliance Manager
1 week ago
SIG Mumbai, IndiaOverview · SIG is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. · We are currently seeking a Compliance Mana ...
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Compliance Manager
3 weeks ago
Noventiq mumbai, IndiaDescription · Noventiq is hiring · Noventiq (the brand name of Cyprus-registered Softline Holding plc) is a leading global solutions and services provider in digital transformation and cybersecurity, headquartered and listed in London. The company enables, facilitates and acc ...
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Compliance Manager
19 hours ago
Khaitan & Co Mumbai, IndiaJOB RESPONSIBILITIES · Coordinate Short Training Programs and Deliver Induction Modules · Design and Track the Delivery of Training and Development programmes · Explore and implement new Learning Technologies and Methodologies · Plan and assess the ROI of training / development ...
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Senior Compliance Manager-Compliance Testing
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IDFC FIRST Bank mumbai, IndiaRole Job Title : Senior Compliance Manager – Compliance Testing · Function Department: Compliance · Job Purpose: · Responsibilities typically include designing testing strategies, conducting reviews, analysing data, preparing reports, continuous engagement with stakeholders ...
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Compliance Manager
3 weeks ago
Michael Page mumbai, IndiaOnly Candidates with 6+ years of experience apply · Only Candidates based in Mumbai · About Our Client · Our client is one of the consumer leading company. · Job Description · Reporting to the General Counsel you will be responsible for: · Enhancing legal compliance acros ...
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Compliance Manager
2 weeks ago
FlexiLoans Mumbai, IndiaManager-Compliance · Who we are: · FlexiLoans is a technology based Digital financing platform started with an endeavor to solve the problems that small businesses face in accessing Quick, Flexible and Adequate funds for growing their Businesses. Our vision is to give "Financial ...
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Manager, Compliance
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JLL Mumbai, IndiaJOB RESPONSIBILITIES · Location: Preferably Bangalore, Mumbai, Gurugram, · Govern and run the compliance audit program for labor compliances for multiple locations in India. · Manage JLL and client audits on labour compliance, identify lacuna, run action plans spanning vendors, o ...
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Manager - Compliance
3 weeks ago
Tata AIA Life Insurance mumbai, IndiaJOB DESCRIPTION · A Position Overview · Position Title · Manager Compliance · Department · Compliance · Level/ Band · Manager · Count · 1 · Locations · Lower Parel, Peninsula Business Park, Mumbai · Role Summary: · Implementation of AML/CFT Guidelines/Regulat ...
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Compliance Manager
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Compliance Manager
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HDFC Credila Financial Services Limited Mumbai, IndiaHDFC Credila Financial Services Limited is a leading education loan provider in India. It offers customized loan solutions for students pursuing higher education in India and abroad. With a simplified application process, competitive rates, and flexible repayment options, HDFC Cr ...
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Compliance Manager
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Manager - Compliance
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Manager – Compliance
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Manager - Risk & Compliance
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Legal Compliance Manager
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ICICI Lombard Mumbai, IndiaUrgent Opening for Legal Compliance Manager in ICICI Lombard. · Interested candidates may apply by sending their updated resumes to with subject line as 'Legal Compliance Manager' along with the following details mentioned in the mail body: · Current CTC: · Expectation : · tota ...
Senior Compliance Manager - Mumbai, India - Connectwise LLP
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Description
Responsibilities:
Program Management:
Risk Management:
Oversight & Enforcement:
Communication & Collaboration: