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Gurgaon

    compliance advisory - Gurugram, India - Wipro

    Wipro
    Wipro Gurugram, India

    Found in: Talent IN 2A C2 - 3 days ago

    Wipro background
    Technology / Internet
    Description

    Exp Level: 6-8 years

    Education: Any Graduation

    Responsibilities:


    • Help set all guidance & Policies beyond just regulatory needs


    • Advise on proposed Operational SOP pre implementation and suggest amendments and/or enhanced controls where needed


    • Deliver initial training as transformation commence

    Ongoing


    • Ensure aware of all regulatory changes that may affect the business, analyze as to effect and possible changes in Operations and ensure disseminated to Management as early as possible


    • Where necessary during Consultation phase engage with Regulators and/or Industry colleagues to ensure practical considerations take into account


    • Assist in implementing any changes to SOPs required (and necessary training provided)


    • Likewise engage with Regulator


    • Advise the business on regulatory interpretation as required on a day-to-day basis


    • Ensure all required routine training available/delivered as transition phase commences and ongoing for onboarding employees or as annual mandatory training


    • Advise on breaches and complaints management


    • Liaise with/oversee Offshore colleagues in same function (presumably just as to their obligation with local regulatory needs]

    Skills and Knowledge:


    •Expert regulatory knowledge of The Pensions Regulator (TPR) and FCA in relation to trust based occupational pensions


    • Ability to work without supervision and under pressure


    • Efficient and well organised


    • Strong communication skills both written and verbal


    • Credible and assertive manner


    • Discretion, tact and resilience


    • Professional manner with the ability to influence and persuade


    • They must be a skilled communicator and able to deal with a wide variety of internal stakeholders and financial regulator

    Must have Skills:

    Previous experience of advising on Policies and SOPs as well ongoing Regulatory Interpretation covering Pensions (and willing & able to quickly pick up Retail Investments aspects if not covered before)


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